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Ronald Oliver Walker

WALKER & ASSOCIATES
TYBEE ISLAND, GA
·CRD# 1673414·39 years experience

Professional Summary

Ronald Oliver Walker, who also goes by Ron Walker, is a registered financial advisor currently at WALKER & ASSOCIATES located in Tybee Island, Georgia. Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Ronald has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ron Walker

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

WALKER & ASSOCIATES·CRD# 125283
RIA
Tybee Island, GA
September 7, 1994 - Present
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
June 24, 1987 - November 6, 1991

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Current Firm

W&
WALKER & ASSOCIATES

WALKER & ASSOCIATES | WALKER & ASSOCIATES INVESTMENT ADVISORS, INC.

CRD#: 125283
Georgia
Registered Investment Advisory firm - Georgia (4/19/1993 Approved)
South Carolina
Registered Investment Advisory firm - South Carolina (9/7/1994 Approved)

Contact Information

Main Address

Tybee Island, GA

Mailing Address

Post Office Box 1898, Tybee Island, GA 31328

Phone Number

(912) 786-9900

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

42

AUM (Assets Under Management)

$40,169,891

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Georgia
(5/22/2007)
IAR
South Carolina
(9/7/1994)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 1992About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1987About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jun 1987About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Ronald Oliver Walker's CRS (Customer Relationship Summary).

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