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Ronald O. Walker

WALKER & ASSOCIATES
TYBEE ISLAND, GA
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CRD#: 1673414
RW

Professional summary


Ronald Oliver Walker, who also goes by Ron Walker, is a registered financial advisor currently at WALKER & ASSOCIATES located in Tybee Island, Georgia.

Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Ronald has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Ron Walker

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Ronald Oliver Walker's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 7, 1994 - Present

WALKER & ASSOCIATES

RIA
CRD#: 125283
TYBEE ISLAND, GA
Past

June 24, 1987 - November 6, 1991

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Georgia
(5/22/2007)
IAR
South Carolina
(9/7/1994)

Exams


State Security Law Exam
IAR
Series 65
Date: 4/2/1992
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam

Current Firm


W&
WALKER & ASSOCIATES
WALKER & ASSOCIATES | WALKER & ASSOCIATES INVESTMENT ADVISORS, INC.

CRD#: 125283 / SEC#:

Georgia
Registered Investment Advisory firm - (4/19/1993 Approved)
South Carolina
Registered Investment Advisory firm - (9/7/1994 Approved)
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Contact information


Main Address
Tybee Island, GA
Mailing Address
Post Office Box 1898, Tybee Island, GA 31328
Phone number
(912) 786-9900
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts40
AUM (Assets Under Management)$ 35,631,451

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WALKER & ASSOCIATES

CRD#: 125283Tybee Island, GA

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