Andi J. Bovarnick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andi Jill Bovarnick, who also goes by Andi Jill Aron, was a registered financial professional .
Andi is a previously registered financial professional and started their career in finance in 1987. Andi had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 18, 2002 - November 17, 2017
AB FINANCIAL STRATEGIES
April 9, 1999 - November 15, 2002
CETERA ADVISORS LLC
February 19, 1999 - November 15, 2002
CETERA ADVISORS LLC
September 3, 1998 - February 22, 1999
NYLIFE SECURITIES LLC
June 26, 1987 - February 9, 1998
IFMG SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AB FINANCIAL STRATEGIES
CRD#: 120931 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
