Mohamed R. Yassin
Professional summary
Mohamed R Yassin was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Mohamed is a previously registered financial professional and started their career in finance in 1990. Prior to being barred, Mohamed had worked at 4 firms, which includes NATIONAL SECURITIES CORPORATION, MORGAN STANLEY, UBS FINANCIAL SERVICES INC., PRUDENTIAL EQUITY GROUP LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 12, 2017 - July 31, 2018
NATIONAL SECURITIES CORPORATION
June 14, 2010 - June 22, 2017
MORGAN STANLEY
May 14, 2010 - June 22, 2017
MORGAN STANLEY
February 25, 2000 - May 20, 2010
UBS FINANCIAL SERVICES INC.
January 9, 1990 - February 29, 2000
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Exams
Current Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
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