John P. Masse
Professional summary
John Paul Masse is a registered financial professional currently at TP ICAP GLOBAL MARKETS AMERICAS LLC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 1993. John has worked at 6 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Paul Masse's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2023 - Present
TP ICAP GLOBAL MARKETS AMERICAS LLC
Office #1: 200 Vesey Street 6th Floor, New York, NY 10285September 4, 2009 - June 30, 2023
TULLETT PREBON FINANCIAL SERVICES LLC
April 14, 1999 - January 6, 2010
PREBON FINANCIAL PRODUCTS INC.
March 29, 1999 - July 9, 2002
PREBON SECURITIES (USA) INC.
March 24, 1998 - February 18, 1999
GARBAN CAPITAL MARKETS LLC
August 2, 1993 - December 11, 1997
SANWA SECURITIES (USA) CO., L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/30/2023)
(6/30/2023)
Exams
FINRA
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
TP ICAP GLOBAL MARKETS AMERICAS LLC
CRD#: 2762 / SEC#: , 8-12726
Contact information
FINRA licenses (35 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 31 |
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