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Michael Patrick Cullinane

BREAN CAPITAL
WINTER PARK, FL
·CRD# 1673121·39 years registered

Professional Summary

Michael Patrick Cullinane is a registered financial advisor currently at BREAN CAPITAL, LLC located in Winter Park, Florida. Michael is registered as a RR (Registered Representative) and started their career in finance in 1987. Michael has worked at 8 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years registered in the securities industry

Current & Past Employments

Current

BREAN CAPITAL, LLCCurrent·CRD# 23723
BD
501 S New York Avenue Suite 240, Winter Park, FL 32789
July 18, 2017 - Present

Past

D.A. DAVIDSON & CO.Past·CRD# 199
BD
St. Petersburg, FL
November 6, 2012 - February 21, 2017
MORGAN KEEGAN & COMPANY, LLCPast·CRD# 4161
BD
St. Petersburg, FL
April 2, 2012 - November 12, 2012
RAYMOND JAMES & ASSOCIATES, INC.Past·CRD# 705
BD
St. Petersburg, FL
September 2, 1993 - November 12, 2012
WELLS FARGO CLEARING SERVICES, LLCPast·CRD# 19616
BD
St. Louis, MO
September 4, 1990 - September 10, 1993
PRESCOTT, BALL & TURBEN, INC.Past·CRD# 7656
BD
January 10, 1989 - September 4, 1990
THE HUNTINGTON INVESTMENT COMPANYPast·CRD# 16986
BD
October 10, 1988 - December 22, 1988
BNY SECURITIES, INC.Past·CRD# 19712
BD
July 25, 1987 - August 15, 1988

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Current Firm

BC
BREAN CAPITAL, LLC

BREAN CAPITAL, LLC | NATIONAL LIQUIDATORS, INC | CARRET SECURITIES, LLC | CARRET SECURITIES, INC. | BREAN MURRAY, CARRET & CO., LLC.

CRD#: 23723 / SEC#: 8-40742
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

505 Fifth Avenue 5th Floor, New York, NY 10017

Mailing Address

505 Fifth Avenue 5th Floor, New York, NY 10017

Phone Number

(212) 702-6500

Established

Delaware since 02/03/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
BMUR HOLDINGS, LLCHOLDING COMPANY—
HUNT FS HOLDINGS III, LLCHOLDING COMPANY—
ALLURED LLCHOLDING COMPANY—
LIZINATOR LLCHOLDING COMPANY—
BREAN CAPITAL HOLDINGS, LLCHOLDING COMPANY—
CORWEN, STEPHEN MILLERHEAD OF MBS/ABS SALES2943061
FINE, ROBERT MICHAELCHIEF EXECUTIVE OFFICER1450313
GUZMAN, JEFFREY MCHIEF COMPLIANCE OFFICER3095123
LAMARSH, JONATHAN ANDREWPRINCIPAL OPERATIONS OFFICER5436335
MACKLIN, JOHN TIMOTHYPRINCIPAL OPERATIONS OFFICER1446800
SARABELLA, ARNOLDCHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER1717059
TIRSCHWELL, ROBERT MOYSEEXECUTIVE MANAGING DIRECTOR2230453

Disclosures

Regulatory Event

12

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(7/18/2017)
RR
New York
(7/18/2017)
RR
North Carolina
(2/3/2025)
RR
Ohio
(11/13/2018)
RR
Texas
(8/9/2019)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1993About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Mar 1998About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Oct 1988About the Series 7 exam
FINRA
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michael Patrick Cullinane's CRS (Customer Relationship Summary).

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