Mark W. Archambo

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CRD#: 1673061

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Mark Wayne Archambo, CFP®, who also goes by Mark W Archambo, was a registered financial professional .

Mark is a previously registered financial professional and started their career in finance in 1987. Mark had worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 51 and Series 24 exams.

Question & Answer

What are your service offerings?

Insurance Planning

Estate Planning

Education Planning

Comprehensive Financial Planni...

Retirement Planning

Long-term Care

How do you get paid?

Commission and Fee

Are you a "fiduciary"?

Aliases

Mark W Archambo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DIRECTOR OF DOMINION INVESTOR SERVICES, INC.;DOMINION PORTFOLIO MANAGEMENT, INC.;DOMINION FINANCIAL SERVICES, INC, RENTAL PROPERTY

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1989

Experience

Past

August 25, 2011 - July 29, 2019

DOMINION PORTFOLIO MANAGEMENT, INC.

RIA

CRD#: 106918

BARTLESVILLE, OK

Past

January 29, 2004 - January 18, 2023

ARCHAMBO FINANCIAL ADVISORS, INC.

RIA

CRD#: 129927

BARTLESVILLE, OK

Past

January 2, 1991 - December 31, 2022

DOMINION INVESTOR SERVICES, INC.

CRD#: 21548

BARTLESVILLE, OK

Past

April 11, 1989 - December 15, 2004

FIRST INVESTMENT CORPORATION

RIA

CRD#: 110972

BARTLESVILLE, OK

Past

March 31, 1989 - December 31, 1990

T.L. REED SECURITIES, INC.

CRD#: 19875

Past

March 1, 1988 - January 31, 1989

SOURCE SECURITIES, INC.

CRD#: 8026

Past

July 22, 1987 - March 8, 1988

SECURITIES NETWORK, INC.

CRD#: 8671

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DOMINION PORTFOLIO MANAGEMENT, INC.

DOMINION FINANCIAL ADVISORS INC. | NONE | DOMINION WEALTH ADVISORS, INC. | DOMINION PORTFOLIO MANAGEMENT, INC. | DOMINION FINANCIAL ADVISORS, INC.

CRD#: 106918 / SEC#: 801-115280

RIA

Registered Investment Advisory firm - (5/13/2019 Approved)

California

Registered Investment Advisory firm - (4/25/2001 Cancelled)

Colorado

Registered Investment Advisory firm - (5/22/2019 Terminated)

Indiana

Registered Investment Advisory firm - (5/20/2019 Terminated)

Louisiana

Registered Investment Advisory firm - (5/14/2019 Terminated)

Michigan

Registered Investment Advisory firm - (5/15/2019 Terminated)

Oklahoma

Registered Investment Advisory firm - (5/14/2019 Terminated)

Tennessee

Registered Investment Advisory firm - (5/14/2019 Terminated)

Texas

Registered Investment Advisory firm - (5/14/2019 Terminated)

Washington

Registered Investment Advisory firm - (5/21/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/16/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/2/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/20/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 51

Date: 1/8/2004

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 1/3/1989

General Securities Principal Examination

Current Firm

DOMINION PORTFOLIO MANAGEMENT, INC.

DOMINION FINANCIAL ADVISORS INC. | NONE | DOMINION WEALTH ADVISORS, INC. | DOMINION PORTFOLIO MANAGEMENT, INC. | DOMINION FINANCIAL ADVISORS, INC.

CRD#: 106918 / SEC#: 801-115280

RIA

Registered Investment Advisory firm - (5/13/2019 Approved)

California

Registered Investment Advisory firm - (4/25/2001 Cancelled)

Colorado

Registered Investment Advisory firm - (5/22/2019 Terminated)

Indiana

Registered Investment Advisory firm - (5/20/2019 Terminated)

Louisiana

Registered Investment Advisory firm - (5/14/2019 Terminated)

Michigan

Registered Investment Advisory firm - (5/15/2019 Terminated)

Oklahoma

Registered Investment Advisory firm - (5/14/2019 Terminated)

Tennessee

Registered Investment Advisory firm - (5/14/2019 Terminated)

Texas

Registered Investment Advisory firm - (5/14/2019 Terminated)

Washington

Registered Investment Advisory firm - (5/21/2019 Terminated)

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Contact information

Main Address

1002 Marble Heights Dr Suite 101, Marble Falls, TX 78654

Mailing Address

2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607

Phone number

(813) 264-0440

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DOMINION PORTFOLIO MANAGEMENT, INC. (3/31/2025)

Regulatory assets under management

Total Number of Accounts	616
AUM (Assets Under Management)	$ 261,299,355

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Mark W. Archambo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ARCHAMBO FINANCIAL ADVISORS, INC.

DOMINION INVESTOR SERVICES, INC.

FIRST INVESTMENT CORPORATION

T.L. REED SECURITIES, INC.

SOURCE SECURITIES, INC.

SECURITIES NETWORK, INC.

Primary Firm SEC Registration

DOMINION PORTFOLIO MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/16/1997

Series 63

Date: 7/2/1987

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 6/20/1987

Series 51

Date: 1/8/2004

Series 24

Date: 1/3/1989

Current Firm

DOMINION PORTFOLIO MANAGEMENT, INC.

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DOMINION PORTFOLIO MANAGEMENT, INC.

TRUST BUT VERIFY

Contact information

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