Gregory A. Gay
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Allen Gay, who also goes by Greg Gay, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1987. Gregory had worked at 5 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 2015 - July 9, 2021
INTEGRITY INVESTMENTS, INC.
August 21, 1998 - May 3, 2013
MERCHANT CAPITAL, L.L.C.
January 1, 1993 - December 7, 1994
SMITH MITCHELL INVESTMENT GROUP INC.
April 3, 1991 - August 21, 1992
SUMMIT CAPITAL MARKETS, INC.
June 24, 1987 - April 23, 1991
SOUTHEASTERN CAPITAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INTEGRITY INVESTMENTS, INC.
CRD#: 31017 / SEC#: , 8-45302
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
