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PK

Paul Kucik

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CRD#: 1672832
PK

Professional summary

Paul Kucik was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Paul is a previously registered financial professional and started their career in finance in 1987. Prior to being barred, Paul had worked at 11 firms, which includes PARAGON CAPITAL MARKETS INC., GLOBAL STRATEGIES GROUP INC., BARRON CHASE SECURITIES INC., BURNETT GREY & CO. INC., J. GREGORY & COMPANY INC., CHELSEA STREET SECURITIES INC., MAYFAIR SECURITIES LIMITED, COMPREHENSIVE CAPITAL CORPORATION, CHATFIELD DEAN & CO. INC., J. W. GANT & ASSOCIATES INC., H.J. MEYERS & CO. INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 6, 1994 - May 17, 1994

PARAGON CAPITAL MARKETS, INC.

BD
CRD#: 18555
Past

January 26, 1994 - July 26, 1994

GLOBAL STRATEGIES GROUP, INC.

BD
CRD#: 27414
Past

August 5, 1993 - December 20, 1993

BARRON CHASE SECURITIES, INC.

BD
CRD#: 18969
Past

June 28, 1993 - August 20, 1993

BURNETT, GREY & CO., INC.

BD
CRD#: 23430
Past

May 7, 1993 - June 29, 1993

PARAGON CAPITAL MARKETS, INC.

BD
CRD#: 18555
Past

January 26, 1993 - May 7, 1993

J. GREGORY & COMPANY, INC.

BD
CRD#: 14892
Past

June 4, 1992 - September 1, 1992

CHELSEA STREET SECURITIES, INC.

BD
CRD#: 17548
Past

January 8, 1992 - January 30, 1992

MAYFAIR SECURITIES LIMITED

BD
CRD#: 23770
Past

October 30, 1991 - January 7, 1992

COMPREHENSIVE CAPITAL CORPORATION

BD
CRD#: 6215
Past

September 27, 1991 - October 11, 1991

CHATFIELD DEAN & CO., INC.

BD
CRD#: 14714
Past

May 28, 1991 - September 17, 1991

J. W. GANT & ASSOCIATES, INC.

BD
CRD#: 7963
Past

July 21, 1987 - September 23, 1987

H.J. MEYERS & CO., INC.

BD
CRD#: 15609

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 5/31/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 3
Date: 3/13/1992
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 5/24/1991
General Securities Representative Examination

Current Firm

PC
PARAGON CAPITAL MARKETS, INC.
ABBOTT, JAY, LEE & CO., INC. | PARAGON CAPITAL MARKETS, INC. | PARAGON CAPITAL MARKETS | PARAGON CAPITAL CORPORATION | NOVATECH SECURITIES, INC. | NOVATECH CAPITAL CORPORATION | NOVATECH CAPITAL CORP.

CRD#: 18555 / SEC#: , 8-36765

BD
Cancelled by SEC on 04/09/2004
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Contact information

Main Address
Mailing Address
Phone number
Established
New Jersey since 08/20/1986
Firm type
Corporation
Fiscal year end
March
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
DRAKE & COMPANY HOLDINGS, INC.SHAREHOLDER
LEVINE, DANNY JAYCHAIRMAN, PRESIDENT, CEO, DIRECTOR, CROP, SROP1007419
BARNETT, DAVID BCFO1669970
MATES, BRUCE EDWARDDIRECTOR322676
WESSEL, MICHELECOMPLIANCE DIRECTOR1017763

Disclosures

Regulatory Event16
Arbitration10

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PARAGON CAPITAL MARKETS, INC.

CRD#: 18555

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