Kurt Mortenson

KEYSTONE PRIVATE WEALTH

Palm Desert, CA 92260

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CRD#: 1672826

Professional summary

Kurt Mortenson, CFP®, who also goes by Kurt Thomas Mortenson, Kurt Mortenson, is a registered financial advisor currently at KEYSTONE PRIVATE WEALTH located in Palm Desert, California.

Kurt is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Kurt has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kurt Thomas Mortenson | Kurt Mortenson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. TJR HOLDINGS, LLC; NOT INVESTMENT-RELATED; 79405 HIGHWAY 111; STE 9-175, LA QUINTA, CA; RENTAL REAL ESTATE; MANAGING PARTNER; START 2004; APPROXIMATELY 0 HOURS DURING TRADING HOURS; MAINTENANCE AND BOOKKEEPING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kurt Mortenson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

September 2, 2021 - Present

KEYSTONE PRIVATE WEALTH

Office #1: 73575 El Paseo Suite 2300, Palm Desert, CA 92260

RIA

CRD#: 301924

Palm Desert, CA

Past

May 19, 2018 - September 2, 2021

CYPRESS WEALTH SERVICES, LLC

RIA

CRD#: 288992

Palm Desert, CA

Past

May 1, 2018 - November 30, 2018

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

PALM DESERT, CA

Past

December 15, 2009 - May 15, 2018

WORLD EQUITY GROUP, INC.

RIA

CRD#: 29087

PALM DESERT, CA

Past

December 14, 2009 - May 15, 2018

WORLD EQUITY GROUP, INC.

CRD#: 29087

PALM DESERT, CA

Past

June 1, 2009 - December 19, 2009

MORGAN STANLEY

RIA

CRD#: 149777

PALM DESERT, CA

Past

June 1, 2009 - December 19, 2009

MORGAN STANLEY

CRD#: 149777

PALM DESERT, CA

Past

May 9, 2003 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

PALM DESERT, CA

Past

May 9, 2003 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

PALM DESERT, CA

Past

July 8, 1997 - May 23, 2003

PRUDENTIAL EQUITY GROUP, LLC

RIA

CRD#: 7471

INDIAN WELLS, CA

Past

December 9, 1992 - May 23, 2003

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

February 15, 1988 - December 15, 1992

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

June 23, 1987 - February 15, 1988

E. F. HUTTON & COMPANY INC

CRD#: 235

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KEYSTONE PRIVATE WEALTH

CYPRESS PRIVATE WEALTH | KEYSTONE WEALTH SERVICES, LLC | KEYSTONE PRIVATE WEALTH

CRD#: 301924 / SEC#: 801-121495

RIA

Registered Investment Advisory firm - (6/22/2021 Approved)

California

Registered Investment Advisory firm - (7/25/2021 Terminated)

Texas

Registered Investment Advisory firm - (6/25/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/2/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/15/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/26/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 7/9/1987

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 6/20/1987

General Securities Representative Examination

Current Firm

KEYSTONE PRIVATE WEALTH

CYPRESS PRIVATE WEALTH | KEYSTONE WEALTH SERVICES, LLC | KEYSTONE PRIVATE WEALTH

CRD#: 301924 / SEC#: 801-121495

RIA

Registered Investment Advisory firm - (6/22/2021 Approved)

California

Registered Investment Advisory firm - (7/25/2021 Terminated)

Texas

Registered Investment Advisory firm - (6/25/2021 Terminated)

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Contact information

Main Address

73575 El Paseo Suite 2300, Palm Desert, CA 92260

Mailing Address

Phone number

(760) 818-7020

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (1/24/2025)

Regulatory assets under management

Total Number of Accounts	1,308
AUM (Assets Under Management)	$ 692,123,348

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kurt Mortenson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kurt Mortenson's CRS (Customer Relationship Summary).

Certified licenses

Experience

CYPRESS WEALTH SERVICES, LLC

PURSHE KAPLAN STERLING INVESTMENTS

WORLD EQUITY GROUP, INC.

WORLD EQUITY GROUP, INC.

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

PRUDENTIAL EQUITY GROUP, LLC

PRUDENTIAL EQUITY GROUP, LLC

LEHMAN BROTHERS INC.

E. F. HUTTON & COMPANY INC

Primary Firm SEC Registration

KEYSTONE PRIVATE WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 6/15/1992

Series 63

Date: 6/26/1987

SIE

Date: 10/1/2018

Series 3

Date: 7/9/1987

Series 7

Date: 6/20/1987

Current Firm

KEYSTONE PRIVATE WEALTH

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KEYSTONE PRIVATE WEALTH

TRUST BUT VERIFY

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