Lawrence S. Hyman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Scott Hyman, who also goes by Laurence S Hyman, Lawrence S Hyman, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 2001. Lawrence had worked at 10 firms and has passed the Series 63, Series 57TO, SIE, Series 56, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 13, 2020 - June 6, 2022
T3 TRADING GROUP, LLC
May 29, 2013 - September 30, 2013
WTS PROPRIETARY TRADING GROUP LLC
March 8, 2013 - April 29, 2013
QUASAR TRADING, LLC
September 25, 2012 - October 10, 2012
CHIMERA SECURITIES, LLC
May 26, 2011 - October 27, 2011
OCEAN VIEW CAPITAL, LLC
October 16, 2007 - March 17, 2008
TAFFERER TRADING, LLC
August 31, 2006 - October 16, 2007
SPECTRUM TRADING, LLC
May 6, 2006 - June 29, 2006
OPUS TRADING FUND LLC
March 3, 2003 - August 5, 2005
FIS BROKERAGE & SECURITIES SERVICES LLC
September 20, 2001 - March 3, 2003
RUMSON CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 6/13/2020
Securities Trader ExamSeries 56
Date: 9/24/2012
Proprietary Trader Qualification ExaminationSeries 55
Date: 10/8/2001
Limited Representative-Equity Trader ExamCurrent Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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