Kenneth J. Kirsch
Professional summary
Kenneth John Kirsch, who also goes by Kenneth John Kirsch II, is a registered financial professional currently at H.C.WAINWRIGHT & CO., LLC located in New York, New York and RODMAN & RENSHAW, LLC located in New York, New York.
Kenneth is registered as a RR (Registered Representative) and started their career in finance in 1987. Kenneth has worked at 8 firms and has passed the Series 99TO, SIE and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kenneth John Kirsch's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 10, 2016 - Present
H.C.WAINWRIGHT & CO., LLC
Office #1: 430 Park Avenue 4th Floor, New York, NY 10022Office #2: 430 Park Avenue 4th Floor, New York, NY 10022September 2, 2016 - Present
RODMAN & RENSHAW, LLC
Office #1: 600 Lexington Avenue 32nd Floor, New York, NY 10022Office #2: 600 Lexington Avenue, New York, NY 10022June 28, 2021 - Present
STOCKBLOCK SECURITIES
Office #1: 600 Lexington Ave 32nd Floor, New York, NY 10022January 14, 2016 - August 15, 2016
AUERBACH GRAYSON & COMPANY LLC
September 25, 2015 - January 21, 2016
PLURIS CAPITAL GROUP, INC.
November 1, 2005 - November 4, 2013
BREAN CAPITAL, LLC
March 17, 1998 - January 17, 2006
BREAN MURRAY & CO., INC.
July 25, 1987 - December 23, 1997
GARBAN CAPITAL MARKETS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
STOCKBLOCK SECURITIES
CRD#: 307304 / SEC#: , 8-70481
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
