David Hoey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Hoey, who also goes by David Michael Hoey, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1987. David had worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 8 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2025 - April 9, 2026
STRATEGIC ADVISERS LLC
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
September 19, 2013 - July 13, 2018
STRATEGIC ADVISERS LLC
August 26, 2013 - April 9, 2026
FIDELITY BROKERAGE SERVICES LLC
September 25, 2012 - July 30, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 5, 2012 - July 30, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 15, 2005 - January 30, 2008
ADVISORS ASSET MANAGEMENT, INC.
August 10, 2005 - January 30, 2008
ADVISORS ASSET MANAGEMENT, INC.
June 18, 2004 - January 3, 2005
CHARLES SCHWAB & CO., INC.
June 16, 2000 - January 3, 2005
CHARLES SCHWAB & CO., INC.
April 1, 1998 - December 13, 1999
BANC OF AMERICA INVESTMENT SERVICES, INC.
August 14, 1995 - April 1, 1998
BARNETT INVESTMENTS, INC.
May 21, 1991 - September 14, 1995
CHARLES SCHWAB & CO., INC.
November 2, 1988 - January 10, 1991
BARNETT INVESTMENTS, INC.
February 4, 1988 - October 8, 1988
AMERIPRISE ADVISOR SERVICES, INC.
May 21, 1987 - January 14, 1988
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 8/26/1992
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
