Gordon W. Cooper
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gordon Walker Cooper, who also goes by Gordon Cooper, was a registered financial professional .
Gordon is a previously registered financial professional and started their career in finance in 1995. Gordon had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 8, 2016 - December 13, 2024
BUTTONWOOD TREE ADVISORS, LLC
July 12, 2013 - August 15, 2016
MORGAN STANLEY
June 20, 2013 - August 15, 2016
MORGAN STANLEY
November 9, 2011 - April 25, 2013
T3 TRADING GROUP, LLC
December 1, 2009 - November 29, 2010
MACQUARIE CAPITAL (USA) INC.
July 25, 2001 - December 1, 2009
FOX-PITT KELTON COCHRAN CARONIA WALLER (USA) LLC
November 18, 1997 - August 6, 2001
CONNING & COMPANY
August 8, 1995 - January 29, 1997
NATIONAL FINANCIAL SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/29/2000
Limited Representative-Equity Trader ExamCurrent Firm
BUTTONWOOD TREE ADVISORS, LLC
CRD#: 285190 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 28 |
| AUM (Assets Under Management) | $ 6,234,421 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
