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Paul Ignatiaus Rubacky

CRD# 1671097·Registered 1993 - 2016
Previously Registered: Being a previously registered professional could mean that Paul is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Paul Ignatiaus Rubacky, who also goes by Paul Ignatius Rubacky, was a registered financial advisor. Paul was a previously registered financial professional and started their career in finance 1993 - 2016. Paul had worked at 5 firms and has passed the Series 27 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Paul Ignatius Rubacky

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

QUAD SECURITIES LLC·CRD# 163463
BD
New York, NY
April 23, 2013 - October 11, 2016
QUAD CAPITAL, LLC·CRD# 148927
BD
New York, NY
September 14, 2011 - July 30, 2014
CIBC TRADING (DELAWARE CORP.)·CRD# 42682
BD
New York, NY
September 10, 2001 - May 14, 2003
CIBC WORLD MARKETS CORP.·CRD# 630
BD
New York, NY
August 23, 2001 - July 21, 2008
DB ALEX. BROWN LLC·CRD# 17790
BD
Baltimore, MD
February 16, 1993 - June 11, 1998

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Current Firm

QS
QUAD SECURITIES LLC

QUAD SECURITIES LLC

CRD#: 163463 / SEC#: 8-69075
BD
Terminated by SEC on 10/28/2016

Contact Information

Established

Delaware since 01/19/2012

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
QUAD ADVISORS, LLCOWNER—
ABRAMS, MEREDITH JANECHIEF COMPLIANCE OFFICER—
RUBACKY, PAUL IGNATIAUSC.F.O./SMD1671097

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 27 — Financial and Operations Principal Examination

Passed Aug 2001About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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