Larry A. Kohn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry Alan Kohn was a registered financial professional .
Larry is a previously registered financial professional and started their career in finance in 1987. Larry had worked at 10 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 23, 2020 - February 24, 2022
FORESIDE FUND SERVICES, LLC
December 18, 2019 - May 21, 2020
UBS ASSET MANAGEMENT (US) INC.
August 7, 2017 - September 5, 2019
INTE SECURITIES LLC
June 4, 2013 - February 24, 2016
M HOLDINGS SECURITIES, INC.
May 31, 2013 - February 24, 2016
M HOLDINGS SECURITIES, INC.
March 28, 2005 - June 22, 2011
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
November 13, 2002 - March 15, 2004
QUELLOS FIXED INCOME ADVISORS LLC
November 13, 2002 - June 30, 2004
QUELLOS CAPITAL MANAGEMENT LP
June 27, 2002 - June 30, 2004
CFT SECURITIES, LLC
June 19, 1996 - January 27, 2000
LAZARD FRERES & CO. LLC
May 21, 1987 - May 28, 1996
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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