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Keith Joseph Gentile Mr.

CRD# 1670733·Registered 2002 - 2008
Previously Registered: Being a previously registered professional could mean that Keith is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Keith Joseph Gentile MR., who also goes by Keith Joseph Gentile, was a registered financial advisor. Keith was a previously registered financial professional and started their career in finance 2002 - 2008. Keith had worked at 4 firms and has passed the Series 63, Series 55 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Keith Joseph Gentile

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

TOUCHPOINT SECURITIES CORP.·CRD# 137224
BD
Boston, MA
November 21, 2007 - February 25, 2008
MCCLENDON, MORRISON & PARTNERS, INC.·CRD# 14684
BD
Chicago, IL
January 19, 2007 - October 26, 2007
TERRA NOVA FINANCIAL, LLC·CRD# 37761
BD
New York, NY
December 8, 2006 - October 26, 2007
PERSHING ADVISOR SOLUTIONS LLC·CRD# 36671
BD
Jersey City, NJ
October 30, 2002 - May 24, 2005

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Current Firm

TS
TOUCHPOINT SECURITIES CORP.

CHICAGO SECURITIES CORP. | TOUCHPOINT SECURITIES CORP.

CRD#: 137224 / SEC#: 8-67073
BD
Terminated by SEC on 12/23/2008

Contact Information

Established

Illinois since 02/16/2005

Firm Type

Corporation

Fiscal Year End

September

Documents

Direct owners and executive officers

NamePositionCRD#
TOUCHPOINT SECURITIES, INC.OWNER—
SMITH, ROBERT CAMERONCEO/CCO2757295

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1989About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Nov 2004

Series 7 — General Securities Representative Examination

Passed Oct 2002About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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