Jonathan L. Rogol
Professional summary
Jonathan Lee Rogol is a registered financial professional currently at KOVACK SECURITIES INC. located in Boca Raton, Florida.
Jonathan is registered as a RR (Registered Representative) and started their career in finance in 1987. Jonathan has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jonathan Lee Rogol's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 1, 2006 - Present
KOVACK SECURITIES INC.
January 16, 2003 - February 28, 2006
K.W. BROWN INVESTMENTS
October 27, 1999 - November 19, 2002
PRIME CAPITAL SERVICES, INC.
February 19, 1998 - November 18, 1999
DP ASSET MANAGEMENT, INC.
March 1, 1996 - February 19, 1998
MML INVESTORS SERVICES, LLC
November 27, 1995 - March 1, 1996
G. R. PHELPS & CO., INC.
December 19, 1991 - September 8, 1995
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
December 19, 1991 - September 8, 1995
OSAIC FA, INC.
August 31, 1987 - July 12, 1991
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
August 31, 1987 - July 12, 1991
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/31/2008)
(10/9/2020)
(3/2/2006)
(6/20/2007)
(4/12/2011)
(3/15/2013)
(5/15/2020)
(5/20/2019)
(3/9/2006)
(4/3/2006)
(10/31/2018)
(1/11/2023)
(7/28/2016)
Exams
FINRA
Nasdaq Stock Market
Current Firm
KOVACK SECURITIES INC.
CRD#: 44848 / SEC#: , 8-50847
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 5 |
Red Flags
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