David Munoz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Munoz was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1987. David had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 29, 2011 - May 13, 2016
ARTEMIS WEALTH ADVISORS LLC
September 10, 2010 - May 27, 2016
FINANCIAL AMERICA SECURITIES, INC.
November 15, 2007 - March 3, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 14, 2007 - March 3, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 22, 2007 - October 12, 2007
FINANCIAL AMERICA SECURITIES, INC.
October 3, 2002 - November 28, 2005
NATCITY INVESTMENTS, INC.
March 7, 2002 - October 8, 2002
MUTUAL SERVICE CORPORATION
December 22, 1988 - February 1, 2001
CARNEGIE FUND DISTRIBUTORS, INC.
June 12, 1987 - June 28, 1988
DEAM INVESTOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ARTEMIS WEALTH ADVISORS LLC
CRD#: 154714 / SEC#: 801-71738
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
