Vincent S. Beatty

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CRD#: 1670260

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Vincent St Clair Beatty was a registered financial professional .

Vincent is a previously registered financial professional and started their career in finance in 1987. Vincent had worked at 16 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 14, 1995 - April 8, 1996

CORTLANDT CAPITAL CORPORATION

CRD#: 25152

NEW YORK CITY, NY

Past

May 26, 1995 - October 24, 1995

JOSEPH CHARLES & ASSOC., INC.

CRD#: 3949

BOCA RATON, FL

Past

November 15, 1993 - May 11, 1995

ROYAL PALM INVESTMENTS, LTD.

CRD#: 28761

GREEN ACRES, FL

Past

October 14, 1993 - November 12, 1993

R.B. WEBSTER INVESTMENTS, INC.

CRD#: 19273

Past

May 26, 1993 - September 22, 1993

G.R. STUART & COMPANY, INC.

CRD#: 29101

MAYNARD, MA

Past

November 10, 1992 - June 8, 1993

CORTLANDT CAPITAL CORPORATION

CRD#: 25152

NEW YORK CITY, NY

Past

April 8, 1992 - October 27, 1992

FIRST NEW ENGLAND SECURITIES CORPORATION

CRD#: 7107

BOSTON, MA

Past

December 23, 1991 - February 1, 1992

GKN SECURITIES CORP.

CRD#: 19415

NEW YORK, NY

Past

October 22, 1991 - December 19, 1991

FIRST NEW ENGLAND SECURITIES CORPORATION

CRD#: 7107

BOSTON, MA

Past

August 22, 1991 - October 1, 1991

CENPAC SECURITIES CORP.

CRD#: 16089

Past

May 24, 1991 - August 15, 1991

CHATFIELD DEAN & CO., INC.

CRD#: 14714

GREENWOOD VILLAGE, CO

Past

February 1, 1991 - June 4, 1991

KOBER FINANCIAL CORP.

CRD#: 17551

ENGLEWOOD, CO

Past

June 14, 1990 - January 18, 1991

KOCHCAPITAL

CRD#: 21038

Past

February 15, 1990 - June 12, 1990

G. K. SCOTT & CO., INC.

CRD#: 3305

PLAINVIEW, NY

Past

September 7, 1989 - November 27, 1989

NETWORK 1 FINANCIAL SECURITIES INC.

CRD#: 13577

RED BANK, NJ

Past

April 12, 1989 - July 26, 1989

WELLSHIRE SECURITIES, INC.

CRD#: 17939

Past

February 21, 1989 - April 5, 1989

U.S. ADVISORS, INC.

CRD#: 10721

Past

February 2, 1989 - March 7, 1989

WELLSHIRE SECURITIES, INC.

CRD#: 17939

Past

May 21, 1987 - January 25, 1989

GRAYSTONE NASH, INC.

CRD#: 10635

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 8/6/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/16/1987

General Securities Representative Examination

Current Firm

CORTLANDT CAPITAL CORPORATION

ALTMAX, INC. | GREENWAY CAPITAL CORP. | CORTLANDT CAPITAL CORPORATION

CRD#: 25152 / SEC#: , 8-41592

Revoked by SEC on 06/19/1998

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Contact information

Main Address

Mailing Address

Phone number

Established

Delaware since 07/25/1989

Firm type

Corporation

Fiscal year end

December

# of Employees

Documents

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Vincent S. Beatty

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

JOSEPH CHARLES & ASSOC., INC.

ROYAL PALM INVESTMENTS, LTD.

R.B. WEBSTER INVESTMENTS, INC.

G.R. STUART & COMPANY, INC.

CORTLANDT CAPITAL CORPORATION

FIRST NEW ENGLAND SECURITIES CORPORATION

GKN SECURITIES CORP.

FIRST NEW ENGLAND SECURITIES CORPORATION

CENPAC SECURITIES CORP.

CHATFIELD DEAN & CO., INC.

KOBER FINANCIAL CORP.

KOCHCAPITAL

G. K. SCOTT & CO., INC.

NETWORK 1 FINANCIAL SECURITIES INC.

WELLSHIRE SECURITIES, INC.

U.S. ADVISORS, INC.

WELLSHIRE SECURITIES, INC.

GRAYSTONE NASH, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/6/1987

Series 7

Date: 5/16/1987

Current Firm

CORTLANDT CAPITAL CORPORATION

Contact information

Documents

Red Flags

Company Information

CORTLANDT CAPITAL CORPORATION

TRUST BUT VERIFY

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