Jeffrey B. Roylance
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Bert Roylance was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1987. Jeffrey had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 10, 2011 - February 28, 2012
KBR CAPITAL MARKETS, LLC
July 8, 1997 - January 5, 2004
WHV INVESTMENTS, INC.
December 23, 1988 - February 13, 1995
GOLDMAN SACHS & CO. LLC
May 21, 1987 - November 9, 1987
SALOMON BROTHERS INC.
State Registrations and Notice Filings
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Exams
Current Firm
KBR CAPITAL MARKETS, LLC
CRD#: 128800 / SEC#: , 8-66179
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
Red Flags
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