Joel H. Naylor

TRUSTMONT FINANCIAL GROUP

Greensburg, PA 15601

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CRD#: 1670200

Professional summary

Joel Hugo Naylor is a registered financial professional currently at TRUSTMONT FINANCIAL GROUP, INC. located in Greensburg, Pennsylvania.

Joel is registered as a RR (Registered Representative) and started their career in finance in 1987. Joel has worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joel Hugo Naylor's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 9, 2008 - Present

TRUSTMONT FINANCIAL GROUP, INC.

Office #1: Scenic Drive Professional Center 200 Brush Run Road, Suite A, Greensburg, PA 15601

CRD#: 18312

Greensburg, PA

Past

September 11, 2006 - September 17, 2008

CETERA WEALTH SERVICES, LLC

CRD#: 13572

BELLE VERNON, PA

Past

October 8, 1994 - June 30, 2005

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Past

April 26, 1993 - June 10, 1996

ALLEGHENY INVESTMENTS, LTD.

CRD#: 7597

PITTSBURGH, PA

Past

March 26, 1993 - April 26, 1993

AMERICAN CAPITAL CORPORATION

CRD#: 16124

VALLEY FORGE, PA

Past

July 11, 1988 - March 10, 1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

NEWARK, NJ

Past

July 11, 1988 - March 10, 1993

PRUCO SECURITIES, LLC.

CRD#: 5685

Past

June 15, 1987 - March 10, 1993

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(10/9/2008)

Pennsylvania
(10/9/2008)

South Carolina
(12/16/2024)

Exams

State Security Law Exam

Series 63

Date: 9/27/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 5/26/1987

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

TRUSTMONT FINANCIAL GROUP, INC.

THE CODRICK FINANCIAL GROUP, INC. | TRUSTMONT FINANCIAL GROUP, INC. DBA TFG | TRUSTMONT FINANCIAL GROUP, INC. | TRUSTMARK FINANCIAL GROUP, INC.

CRD#: 18312 / SEC#: , 8-36439

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

Scenic Drive Professional Center 200 Brush Run Road, Suite A, Greensburg, PA 15601

Mailing Address

Scenic Drive Professional Center 200 Brush Run Road, Suite A, Greensburg, PA 15601

Phone number

(724) 468-5665

Established

Pennsylvania since 06/16/1986

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
DOCHINEZ, LACEY M	OWNER	5809867
DOCHINEZ, PETER DANIEL	OWNER	6314091
ABBOTT DECAROLIS, LAURA JEAN	OWNER/REGISTERED REPRESENTATIVE	1523919
DOCHINEZ, CLAUDIA ANN	OWNER
DOCHINEZ, PETER DANIEL	OWNER	1062112
GIONTA, PAUL V	OWNER
HEBERT, GEORGE PHILLIP	OWNER	2309032
HLADEK, ANTHONY CHARLES	PRESIDENT, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATION OFFICER	2700432
PETRUCCI, MARY LOUISE	OWNER/REGISTERED REPRESENTATIVE	2980671
AULT, JAMES DANIEL	OWNER	1439447
BARZAK, DONALD JOHN	OWNER	1856590
HIXENBAUGH, MARY LYNNE	CHIEF COMPLIANCE OFFICER	5623080

Disclosures

Regulatory Event	3
Arbitration	1

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Joel H. Naylor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joel Hugo Naylor's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

WOODBURY FINANCIAL SERVICES, INC.

ALLEGHENY INVESTMENTS, LTD.

AMERICAN CAPITAL CORPORATION

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/27/1988

SIE

Date: 10/1/2018

Series 6

Date: 5/26/1987

FINRA

Current Firm

TRUSTMONT FINANCIAL GROUP, INC.

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

TRUSTMONT FINANCIAL GROUP, INC.

TRUST BUT VERIFY

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