Christopher S. Bach
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Sandaas Bach, who also goes by Chris Bach, Christopher Bach, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1987. Christopher had worked at 15 firms and has passed the Series 65, Series 63, Series 7, Series 3, Series 24, Series 4 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 9, 2010 - December 31, 2013
RESOURCE HORIZONS INVESTMENT ADVISORY, INC.
February 9, 2010 - December 31, 2013
RESOURCE HORIZONS GROUP LLC
January 11, 2010 - February 8, 2010
ALLIED BEACON PARTNERS, INC.
June 29, 2009 - February 8, 2010
ALLIED BEACON PARTNERS, INC.
June 15, 2007 - May 13, 2009
UBS FINANCIAL SERVICES INC.
June 4, 2007 - May 13, 2009
UBS FINANCIAL SERVICES INC.
September 25, 2006 - May 11, 2007
TOUCHSTONE ADVISORS INC
September 25, 2006 - May 11, 2007
TOUCHSTONE SECURITIES, INC.
January 27, 2006 - September 19, 2006
UNIFIED FINANCIAL SECURITIES, LLC
April 27, 2005 - September 12, 2005
INVEST FINANCIAL CORPORATION
November 5, 2004 - September 12, 2005
INVEST FINANCIAL CORPORATION
October 5, 2001 - October 14, 2004
ALLIANZ LIFE FINANCIAL SERVICES, LLC
July 2, 1998 - September 4, 2001
TRIAD ADVISORS LLC
September 23, 1996 - July 20, 1998
FSC SECURITIES CORPORATION
April 18, 1996 - September 10, 1996
SECURITIES SERVICE NETWORK, LLC
August 14, 1992 - March 2, 1995
KEOGLER, MORGAN & COMPANY, INC.
December 7, 1990 - March 26, 1992
THE ROBINSON-HUMPHREY COMPANY, LLC
November 25, 1987 - March 26, 1992
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 2/1/1990
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
RESOURCE HORIZONS INVESTMENT ADVISORY, INC.
CRD#: 143384 / SEC#: 801-68068
Contact information
Red Flags
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