Gary L. Smith

MILLENIA FINANCIAL PARTNERS

BASKING RIDGE, NJ

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CRD#: 1670049

Professional summary

Gary Lee Smith is a registered financial advisor currently at MILLENIA FINANCIAL PARTNERS, LLC located in Basking Ridge, New Jersey.

Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Gary has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Lee Smith's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 19, 1997 - Present

MILLENIA FINANCIAL PARTNERS, LLC

RIA

CRD#: 110832

BASKING RIDGE, NJ

Past

May 23, 1996 - October 4, 1996

DAIWA CAPITAL MARKETS AMERICA INC.

CRD#: 1576

NEW YORK, NY

Past

September 30, 1993 - February 27, 1996

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

September 30, 1992 - September 30, 1993

DEUTSCHE BANK GOVERNMENT SECURITIES, INC

CRD#: 23179

Past

July 25, 1987 - August 3, 1992

DISCOUNT CORPORATION OF NEW YORK

CRD#: 19757

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MILLENIA FINANCIAL PARTNERS, LLC

MILLENIA FINANCIAL PARTNERS INC | MILLENIA FINANCIAL PARTNERS, LLC

CRD#: 110832 / SEC#: 801-134039

RIA

Registered Investment Advisory firm - (7/30/2025 Approved)

Connecticut

Registered Investment Advisory firm - (11/22/2019 Terminated)

Florida

Registered Investment Advisory firm - (8/7/2025 Terminated)

New Jersey

Registered Investment Advisory firm - (8/12/2025 Terminated)

New York

Registered Investment Advisory firm - (8/7/2025 Terminated)

Texas

Registered Investment Advisory firm - (8/7/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/13/2012)

IAR

New Jersey
(12/15/2005)

IAR

New York
(10/13/2021)

IAR

Texas
(2/27/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/24/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/29/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/22/1996

General Securities Representative Examination

Current Firm

MILLENIA FINANCIAL PARTNERS, LLC

MILLENIA FINANCIAL PARTNERS INC | MILLENIA FINANCIAL PARTNERS, LLC

CRD#: 110832 / SEC#: 801-134039

RIA

Registered Investment Advisory firm - (7/30/2025 Approved)

Connecticut

Registered Investment Advisory firm - (11/22/2019 Terminated)

Florida

Registered Investment Advisory firm - (8/7/2025 Terminated)

New Jersey

Registered Investment Advisory firm - (8/12/2025 Terminated)

New York

Registered Investment Advisory firm - (8/7/2025 Terminated)

Texas

Registered Investment Advisory firm - (8/7/2025 Terminated)

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Contact information

Main Address

Sarasota, FL

Mailing Address

Phone number

(908) 268-5550

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A: FIRM BROCHURE & PART 2B: BROCHURE SUPPLEMENT (8/12/2025)

Regulatory assets under management

Total Number of Accounts	110
AUM (Assets Under Management)	$ 115,822,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gary L. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Lee Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

DAIWA CAPITAL MARKETS AMERICA INC.

DEUTSCHE BANK SECURITIES INC.

DEUTSCHE BANK GOVERNMENT SECURITIES, INC

DISCOUNT CORPORATION OF NEW YORK

Primary Firm SEC Registration

MILLENIA FINANCIAL PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/24/1997

Series 63

Date: 5/29/1996

Series 7

Date: 5/22/1996

Current Firm

MILLENIA FINANCIAL PARTNERS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MILLENIA FINANCIAL PARTNERS, LLC

TRUST BUT VERIFY

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