Jeffery W. Gray
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffery Wayne Gray, who also goes by Jeff Gray, Jeffery W Gray, Jeffrey W Gray, Jeffrey Wayne Gray, was a registered financial professional .
Jeffery is a previously registered financial professional and started their career in finance in 1987. Jeffery had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2013 - September 9, 2021
EXECUTION ACCESS, LLC
February 21, 2008 - July 16, 2013
BGC FINANCIAL, L.P.
May 21, 2007 - February 19, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 26, 2007 - February 19, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 13, 2002 - January 3, 2007
BNP PARIBAS SECURITIES CORP.
September 30, 1993 - August 12, 2002
DEUTSCHE BANK SECURITIES INC.
September 30, 1992 - September 30, 1993
DEUTSCHE BANK GOVERNMENT SECURITIES, INC
July 25, 1987 - August 3, 1992
DISCOUNT CORPORATION OF NEW YORK
State Registrations and Notice Filings
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Exams
Current Firm
EXECUTION ACCESS, LLC
CRD#: 148423 / SEC#: , 8-68021
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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