Vincent R. Casciano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vincent Robert Casciano JR, who also goes by VIncent Robert Casciano, was a registered financial professional .
Vincent is a previously registered financial professional and started their career in finance in 1987. Vincent had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 25, 2008 - June 23, 2017
HERITAGE INVESTMENT PARTNERS, LLP
July 25, 2008 - November 22, 2016
LPL FINANCIAL LLC
July 25, 2008 - November 22, 2016
LPL FINANCIAL LLC
May 3, 2002 - August 6, 2008
CITIGROUP GLOBAL MARKETS INC.
February 20, 2001 - August 6, 2008
CITIGROUP GLOBAL MARKETS INC.
March 19, 1996 - April 5, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 30, 1993 - July 13, 1995
DEUTSCHE BANK SECURITIES INC.
February 12, 1993 - September 30, 1993
DEUTSCHE BANK CAPITAL CORPORATION
January 27, 1993 - September 30, 1993
DEUTSCHE BANK GOVERNMENT SECURITIES, INC
July 25, 1987 - May 22, 1992
DISCOUNT CORPORATION OF NEW YORK
State Registrations and Notice Filings
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Exams
Current Firm
HERITAGE INVESTMENT PARTNERS, LLP
CRD#: 145939 / SEC#:
Contact information
Red Flags
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