Jonathan D. Torrens

TCM WEALTH ADVISORS

Fairlawn, OH 44333-4179

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CRD#: 1669796

Professional summary

Jonathan David Torrens, CFP®, who also goes by John David Torrens, Jon Torrens, is a registered financial advisor currently at TCM WEALTH ADVISORS located in Fairlawn, Ohio.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Jonathan has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John David Torrens | Jon Torrens

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CLEAR VIEW ASSOCIATES, LLC, NOT INVESTMENT RELATED, 66 S Miller Rd. Ste. 202, Fairlawn, OHIO 44333, EMPLOYEE LEASING, PRESIDENT, START DATE 3/1/2010, 6 HOURS PER WEEK, 0 DURING TRADING HOURS, MANAGE PAYROLL AND EMPLOYEE BENEFITS FOR TCM WEALTH ADVISORS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan David Torrens's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2003

Experience

Current

October 18, 2004 - Present

TCM WEALTH ADVISORS

Office #1: 66 South Miller Road Suite 202, Fairlawn, OH 44333-4179Office #2: 66 South Miller Road Suite 202, Fairlawn, OH 44333

RIA

CRD#: 132646

Fairlawn, OH

Past

October 15, 2004 - March 6, 2012

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

FAIRLAWN, OH

Past

August 13, 1999 - October 19, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BATH, OH

Past

January 13, 1992 - October 19, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

August 18, 1987 - January 22, 1992

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(10/18/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/2/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/14/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/15/1987

General Securities Representative Examination

Current Firm

TCM WEALTH ADVISORS

LEGACY CAPITAL, LLC | TORRENS CAPITAL MANAGEMENT, LLC | TCM WEALTH ADVISORS

CRD#: 132646 / SEC#: 801-68109

RIA

Registered Investment Advisory firm - (3/12/2012 Terminated)

Ohio

Registered Investment Advisory firm - (3/8/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

66 South Miller Road Suite 202, Fairlawn, OH 44333-4179

Mailing Address

Phone number

(330) 836-7000

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	154
AUM (Assets Under Management)	$ 29,100,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jonathan D. Torrens

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan David Torrens's CRS (Customer Relationship Summary).

Certified licenses

Experience

TCM WEALTH ADVISORS

PURSHE KAPLAN STERLING INVESTMENTS

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/2/1994

Series 63

Date: 7/14/1992

Series 7

Date: 8/15/1987

Current Firm

TCM WEALTH ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TCM WEALTH ADVISORS

TRUST BUT VERIFY

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