George B. Medina
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George B Medina, who also goes by George B Medina, George Bienvenido Medina, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1987. George had worked at 18 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 12, 2016 - March 16, 2019
CV BROKERAGE, INC
March 11, 2015 - July 22, 2016
TIGRESS FINANCIAL PARTNERS, LLC
May 12, 2014 - September 23, 2014
WALLACHBETH CAPITAL LLC
September 9, 2013 - September 23, 2014
GFI SECURITIES LLC
April 17, 2012 - July 30, 2013
CANTOR FITZGERALD & CO.
November 14, 2011 - April 13, 2012
TOPEKA CAPITAL MARKETS INC.
April 26, 2010 - March 23, 2011
TRADE INFORMATICS LLC
June 10, 2008 - March 5, 2010
CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC.
May 1, 2008 - October 16, 2008
DASH FINANCIAL TECHNOLOGIES LLC
January 14, 2008 - February 26, 2008
OPPENHEIMER & CO. INC.
May 3, 2006 - January 14, 2008
CIBC WORLD MARKETS CORP.
November 19, 2004 - March 2, 2006
PIPER SANDLER & CO.
January 1, 2004 - December 7, 2004
VIE SECURITIES, LLC
November 2, 1999 - October 30, 2003
KNIGHT CAPITAL AMERICAS, L.P.
August 20, 1999 - November 4, 1999
KNIGHT CAPITAL MARKETS LLC
March 31, 1999 - June 29, 1999
BURLINGTON CAPITAL MARKETS INC.
March 27, 1995 - August 28, 1996
DB ALEX. BROWN LLC
June 9, 1987 - November 3, 1987
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/17/2000
Limited Representative-Equity Trader ExamCurrent Firm
CV BROKERAGE, INC
CRD#: 462 / SEC#: , 8-12429
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 10 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
