Stephen K. Grimm

AVITY INVESTMENT MANAGEMENT

GREENWICH, CT 06830

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CRD#: 1669632

Professional summary

Stephen Kirkman Grimm, who also goes by Stephen K Grimm, is a registered financial advisor currently at AVITY INVESTMENT MANAGEMENT INC. located in Greenwich, Connecticut.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Stephen has worked at 2 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stephen K Grimm

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Kirkman Grimm's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 26, 1994 - Present

AVITY INVESTMENT MANAGEMENT INC.

Office #1: 80 Field Point Road, Greenwich, CT 06830

RIA

CRD#: 104623

GREENWICH, CT

Past

September 22, 1987 - May 28, 1991

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AVITY INVESTMENT MANAGEMENT INC.

AVITY INVESTMENT MANAGEMENT INC. | GILLESPIE ROBINSON & GRIMM INC

CRD#: 104623 / SEC#: 801-6449

RIA

Registered Investment Advisory firm - (3/26/1970 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(4/26/1994)

IAR

Texas
(1/12/1998)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/26/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/19/1987

General Securities Representative Examination

Current Firm

AVITY INVESTMENT MANAGEMENT INC.

AVITY INVESTMENT MANAGEMENT INC. | GILLESPIE ROBINSON & GRIMM INC

CRD#: 104623 / SEC#: 801-6449

RIA

Registered Investment Advisory firm - (3/26/1970 Approved)

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Contact information

Main Address

80 Field Point Rd., Greenwich, CT 06830-6416

Mailing Address

Phone number

(203) 629-2800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 (11/3/2025)

Regulatory assets under management

Total Number of Accounts	796
AUM (Assets Under Management)	$ 1,862,947,298

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Stephen K. Grimm

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Kirkman Grimm's CRS (Customer Relationship Summary).

Certified licenses

Experience

AVITY INVESTMENT MANAGEMENT INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

AVITY INVESTMENT MANAGEMENT INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/26/1989

Series 7

Date: 9/19/1987

Current Firm

AVITY INVESTMENT MANAGEMENT INC.

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AVITY INVESTMENT MANAGEMENT INC.

TRUST BUT VERIFY

Contact information

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