Gail D. Buckner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gail Dinkel Buckner, CFP®, who also goes by Gail Diane Buckner, Gail Diane Dinkel, Gail Dinkel, was a registered financial advisor .
Gail is a previously registered financial advisor and started their career in finance in 1987. Gail had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 2021 - August 18, 2021
FRANKLIN DISTRIBUTORS, LLC
June 5, 2006 - July 7, 2021
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
April 2, 2002 - March 21, 2006
PUTNAM INVESTMENT MANAGEMENT, LLC
October 20, 1993 - November 22, 2004
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
January 24, 1990 - October 21, 1993
EQUITY PROGRAMS CORPORATION
February 27, 1989 - April 6, 1989
PLENGE, THOMAS & GUNNING SECURITIES, INC.
July 22, 1987 - February 8, 1989
RL KOTROZO, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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