Ronald J. Piekarz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Joseph Piekarz was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1992. Ronald had worked at 5 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 17, 2014 - March 15, 2018
STOEVER, GLASS & COMPANY INC.
July 31, 1993 - March 8, 2013
CITIGROUP GLOBAL MARKETS INC.
February 20, 1992 - July 18, 1994
LEHMAN SPECIAL SECURITIES INC.
February 20, 1992 - October 23, 1995
LEHMAN GOVERNMENT SECURITIES INC.
February 13, 1992 - July 31, 1993
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 9/10/2012
Limited Representative-Equity Trader ExamCurrent Firm
STOEVER, GLASS & COMPANY INC.
CRD#: 7031 / SEC#: , 8-19273
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Financial | 1 |
Red Flags
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