Christopher P. Farley
Professional summary
Christopher Patrick Farley, who also goes by Chris Farley, Christopher P Farley, is a registered financial professional currently at LOOP CAPITAL MARKETS LLC located in Clark, New Jersey.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1987. Christopher has worked at 8 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Patrick Farley's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 16, 2015 - Present
LOOP CAPITAL MARKETS LLC
Office #1: 100 Walnut Avenue, Suite 505, Clark, NJ 07066April 21, 2008 - September 8, 2015
R.W.PRESSPRICH & CO.
May 1, 2006 - October 8, 2007
RBC CAPITAL MARKETS, LLC
May 2, 2005 - April 18, 2006
DAIWA CAPITAL MARKETS AMERICA INC.
August 16, 2000 - February 25, 2005
ABN AMRO INCORPORATED
May 25, 1999 - August 22, 2000
BNP PARIBAS SECURITIES CORP.
January 2, 1997 - April 9, 1999
CREDIT SUISSE SECURITIES (USA) LLC
September 22, 1987 - January 9, 1997
YAMAICHI INTERNATIONAL (AMERICA) INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/16/2015)
(5/22/2017)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
LOOP CAPITAL MARKETS LLC
CRD#: 43098 / SEC#: , 8-50140
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 8 |
Red Flags
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