L M. Marcotullio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
L Michael Marcotullio, who also goes by L M Marcotullio, L. Michael Marcotullio, Michael Marcotullio, Mike Marcotullio, Morgan Marcotullio, was a registered financial professional .
L is a previously registered financial professional and started their career in finance in 1987. L had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 8, 2011 - December 31, 2019
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
January 2, 2004 - December 6, 2011
AMERICAN CAPITAL PARTNERS, LLC
February 19, 2002 - December 31, 2003
JOSEPH STEVENS & CO., INC.
September 25, 1998 - February 4, 2002
JOSEPH GUNNAR & CO. LLC
August 13, 1992 - August 28, 1998
FIRST ASSET MANAGEMENT, INC.
January 3, 1991 - September 11, 1992
COMMONWEALTH ASSOCIATES
October 9, 1989 - January 8, 1991
PARAGON CAPITAL MARKETS, INC.
May 21, 1987 - October 7, 1989
D. H. BLAIR & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
CRD#: 130390 / SEC#: , 8-66335
Contact information
FINRA licenses (17 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RETHINK, LLC | OWNER | |
| ATKINS, BRADLEY DALE | OWNER | 2963790 |
| SHANAHAN, DANIEL JAMES | CHIEF EXECUTIVE OFFICER | 3277912 |
| SHANAHAN, DANIEL JAMES | PRINCIPAL OPERATIONS OFFICER | 3277912 |
| SHANAHAN, DANIEL JAMES | CHIEF COMPLIANCE OFFICER | 3277912 |
| WOODWARD, CASSANDRA TALEEN | CHIEF FINANCIAL OFFICER | 2956369 |
| WOODWARD, CASSANDRA TALEEN | PRINCIPAL FINANCIAL OFFICER & FINOP | 2956369 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
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