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John Raymond Steslow

CRD# 1669018·Registered 1987 - 2020
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Raymond Steslow was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1987 - 2020. John had worked at 6 firms and has passed the Series 65, Series 63, Series 62, Series 52, Series 22 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

TAXNET·CRD# 120323
RIA
Kailua, HI
December 9, 2002 - December 31, 2020
OSAIC WEALTH, INC.·CRD# 23131
BD
Scottsdale, AZ
January 31, 1997 - June 15, 2000
KEOGLER, MORGAN & COMPANY, INC.·CRD# 16546
BD
Atlanta, GA
May 16, 1994 - January 31, 1997
MARINER FINANCIAL SERVICES, INC.·CRD# 8292
BD
Largo, FL
June 17, 1993 - November 29, 1993
AVANTAX INVESTMENT SERVICES, INC.·CRD# 13686
BD
Dallas, TX
October 2, 1992 - May 16, 1994
KEOGLER, MORGAN & COMPANY, INC.·CRD# 16546
BD
Atlanta, GA
February 22, 1989 - October 5, 1992
JOHN HANCOCK DISTRIBUTORS LLC·CRD# 5249
BD
Boston, MA
June 15, 1987 - September 7, 1990

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Current Firm

TA
TAXNET

DBA TAXNET | TAXNET | J.R. STESLOW & ASOCIATES, INC.

CRD#: 120323

Contact Information

Main Address

Kailua, HI

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2000About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1987About the Series 63 exam

Series 62 — Corporate Securities Limited Representative Examination

Passed Sep 1989

Series 52 — Municipal Securities Representative Examination

Passed Sep 1989About the Series 52 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Jan 1988About the Series 22 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 1987About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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