John R. Steslow
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Raymond Steslow was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1987. John had worked at 6 firms and has passed the Series 65, Series 63, Series 62, Series 52, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 9, 2002 - December 31, 2020
TAXNET
January 31, 1997 - June 15, 2000
OSAIC WEALTH, INC.
May 16, 1994 - January 31, 1997
KEOGLER, MORGAN & COMPANY, INC.
June 17, 1993 - November 29, 1993
MARINER FINANCIAL SERVICES, INC.
October 2, 1992 - May 16, 1994
AVANTAX INVESTMENT SERVICES, INC.
February 22, 1989 - October 5, 1992
KEOGLER, MORGAN & COMPANY, INC.
June 15, 1987 - September 7, 1990
JOHN HANCOCK DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 9/25/1989
Corporate Securities Limited Representative ExaminationCurrent Firm
TAXNET
CRD#: 120323 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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