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Carla P. Leslie

XT CAPITAL PARTNERS
SOUTHPORT, CT
Some features on this profile are disabled
CRD#: 1668993
CL

Professional summary

Carla Pisciotta Leslie, who also goes by Carla Francesca Pisciotta, is a registered financial professional currently at XT CAPITAL PARTNERS, LLC located in Southport, Connecticut.

Carla is registered as a RR (Registered Representative) and started their career in finance in 1991. Carla has worked at 3 firms and has passed the Series 63, Series 65, SIE, Series 50 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Carla Francesca Pisciotta

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Carla Pisciotta Leslie's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 10, 2016 - Present

XT CAPITAL PARTNERS, LLC

BD
CRD#: 118719
SOUTHPORT, CT
Past

May 13, 2002 - June 14, 2004

SEIX INVESTMENT ADVISORS INC

RIA
CRD#: 106142
HOUSTON, TX
Past

February 11, 1991 - May 6, 1993

BOSTON PARTNERS SECURITIES, L.L.C.

BD
CRD#: 2998

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(2/13/2024)
RR
Connecticut
(2/9/2017)
RR
Massachusetts
(12/11/2020)
RR
New York
(2/9/2017)
RR
Texas
(5/26/2016)

Exams

State Security Law Exam
RR
Series 63
Date: 5/26/2016
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 3/27/2002
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 50
Date: 10/19/2017
Municipal Advisor Representative Qualification Exam
General Industry/Product Exam
RR
Series 7
Date: 5/10/2016
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

XC
XT CAPITAL PARTNERS, LLC
XT CAPITAL PARTNERS | XT CAPITAL PARTNERS, LLC

CRD#: 118719 / SEC#: , 8-53683

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
223 High Meadow Road, Southport, CT 06890
Mailing Address
P.o. Box 551, Westport, CT 06880
Phone number
(212) 909-2680
Established
Delaware since 10/09/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (16 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
COCHRAN, JULIE MICHELLEMANAGING PARTNER/CHIEF EXECUTIVE OFFICER4298567
MINARD, FRANK PELL LAWRENCEMANAGING PARTNER1251387
MINARD, MARION LYNNEMANAGING PARTNER/CHIEF COMPLIANCE OFFICER3023500
KAPPOTIS, ERNEST DOMENICFINOP4871251

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

XT CAPITAL PARTNERS, LLC

CRD#: 118719Southport, CT

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