Gregory S. Norris

APEX INVESTMENT GROUP

GEORGES MILLS, NH 03751

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CRD#: 1668830

Professional summary

Gregory Scott Norris, CFP®, who also goes by Gregory S Norris, Gregory Norris, Greg Norris, is a registered financial advisor currently at APEX INVESTMENT GROUP located in Georges Mills, New Hampshire.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Gregory has worked at 10 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gregory S Norris | Gregory Norris | Greg Norris

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Gregory Norris is dually registered as an Investment Advisor Representative ("IAR") with Barrell Investment Group, Inc. ("Barrell") and Apex Investment Group, LLC, ("Apex") and as a Registered Representative ("RR") with Purshe Kaplan Sterling Investments, Inc. ("PKS"). Business is conducted from 128 Palazzi Pond Rd, Georges Mills, NH 03751. On a temporary and transitional basis, Mr. Norris will maintain registration with both Barrell and Apex. Following the transition of clients, this dual affiliation will cease. 2) Licensed insurance agent; Investment-related; Same address; Insurance sales; Implementation of insurance recommendations; Approx. 10% of time during the month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Scott Norris's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

May 13, 2025 - Present

APEX INVESTMENT GROUP

Office #1: 128 Palazzi Pond Rd, Georges Mills, NH 03751

RIA

CRD#: 333593

GEORGES MILLS, NH

Past

July 2, 2018 - July 1, 2025

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Georges Mills, NH

Past

April 17, 2018 - August 5, 2025

BARRELL INVESTMENT GROUP, INC.

RIA

CRD#: 290143

GEORGES MILLS, NH

Past

November 17, 2011 - April 12, 2018

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

QUECHEE, VT

Past

November 17, 2011 - April 12, 2018

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

QUECHEE, VT

Past

April 3, 2006 - November 16, 2011

WESTMINSTER FINANCIAL ADVISORY CORP

RIA

CRD#: 110283

BEAVERCREEK, OH

Past

April 3, 2006 - November 16, 2011

WESTMINSTER FINANCIAL SECURITIES, INC.

CRD#: 20677

BEAVERCREEK, OH

Past

November 17, 2005 - March 28, 2006

OSAIC FS, INC.

RIA

CRD#: 3870

QUECHEE, VT

Past

October 28, 2005 - March 28, 2006

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Past

July 9, 2004 - November 23, 2005

WESTMINSTER FINANCIAL SECURITIES, INC.

CRD#: 20677

BEAVERCREEK, OH

Past

October 1, 2003 - July 1, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CONCORD, NH

Past

May 23, 2003 - July 1, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

September 10, 2001 - May 8, 2003

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

September 10, 2001 - May 8, 2003

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

APEX INVESTMENT GROUP

APEX INVESTMENT GROUP | BARRELL INVESTMENT GROUP | APEX INVESTMENT GROUP, LLC

CRD#: 333593 / SEC#: 801-131502

RIA

Registered Investment Advisory firm - (11/29/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Hampshire
(5/13/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/30/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/10/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/28/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/7/2001

Investment Company Products/Variable Contracts Representative Examination

Current Firm

APEX INVESTMENT GROUP

APEX INVESTMENT GROUP | BARRELL INVESTMENT GROUP | APEX INVESTMENT GROUP, LLC

CRD#: 333593 / SEC#: 801-131502

RIA

Registered Investment Advisory firm - (11/29/2024 Approved)

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Contact information

Main Address

145 Main St, Hudson, MA 01749

Mailing Address

Phone number

(774) 351-0805

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APEX INVESTMENT GROUP DISCLOSURE BROCHURE (10/3/2025)

Regulatory assets under management

Total Number of Accounts	1,170
AUM (Assets Under Management)	$ 194,556,355

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Gregory S. Norris

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Scott Norris's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

BARRELL INVESTMENT GROUP, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

WESTMINSTER FINANCIAL ADVISORY CORP

WESTMINSTER FINANCIAL SECURITIES, INC.

OSAIC FS, INC.

OSAIC FS, INC.

WESTMINSTER FINANCIAL SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

APEX INVESTMENT GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 5/30/2003

Series 63

Date: 9/10/2001

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 5/28/2002

Series 6

Date: 9/7/2001

Current Firm

APEX INVESTMENT GROUP

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

APEX INVESTMENT GROUP

TRUST BUT VERIFY

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