Patrick A. Thomas
Professional summary
Patrick Allen Thomas was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Patrick is a previously registered financial professional and started their career in finance in 1987. Prior to being barred, Patrick had worked at 2 firms, which includes CALIFORNIA FINANCIAL NETWORK INC., PRINCIPAL SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 12, 2001 - December 12, 2002
CALIFORNIA FINANCIAL NETWORK, INC.
June 17, 1987 - March 3, 2001
PRINCIPAL SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
CALIFORNIA FINANCIAL NETWORK, INC.
CRD#: 103702 / SEC#: , 8-52196
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BARKATE, ANTHONY HAROLD | PRESIDENT/GEN. SEC./PRINCIPAL/FINOP | 1255255 |
Red Flags
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