Debbie L. Montgomery
Professional summary
Debbie Lynne Montgomery, CFP®, who also goes by Debbie Lynn Downey, Debbie Lynne Downey, Debbie Lynne Reynolds, is a registered financial advisor currently at MAPLE CAPITAL MANAGEMENT, INC. located in Marietta, Georgia.
Debbie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Debbie has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Debbie Lynne Montgomery's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2000
Experience
August 15, 2016 - Present
MAPLE CAPITAL MANAGEMENT, INC.
Office #1: 533-d Johnson Ferry Road Suite 350, Marietta, GA 30068October 30, 2014 - August 10, 2016
KOVACK ADVISORS, INC.
September 29, 2014 - August 10, 2016
KOVACK SECURITIES INC.
January 8, 2008 - December 31, 2014
RESOURCE HORIZONS INVESTMENT ADVISORY, INC.
June 24, 2005 - December 31, 2007
RESOURCE HORIZONS GROUP LLC
June 13, 2005 - September 25, 2014
RESOURCE HORIZONS GROUP LLC
May 18, 2005 - May 19, 2005
RESOURCE HORIZONS GROUP LLC
January 4, 1999 - June 16, 2005
CAMBRIDGE INVESTMENT RESEARCH, INC.
January 31, 1997 - December 31, 1998
OSAIC WEALTH, INC.
June 27, 1994 - January 31, 1997
KEOGLER, MORGAN & COMPANY, INC.
November 23, 1988 - July 6, 1994
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
MAPLE CAPITAL MANAGEMENT, INC.
CRD#: 130209 / SEC#: 801-62783
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/1/2016)
(8/15/2016)
Exams
Current Firm
MAPLE CAPITAL MANAGEMENT, INC.
CRD#: 130209 / SEC#: 801-62783
Contact information
SEC notice filing (32 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,069 |
| AUM (Assets Under Management) | $ 2,193,978,340 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/02/2025 | ||
| 11/13/2024 | ||
| 07/27/2023 | ||
| 10/10/2022 |
Red Flags
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