PD
Patrick V. Dyer
CAPITAL PORTFOLIO MANAGEMENT
Timonium, MD 21093
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CRD#: 1668143
PD
Professional summary
Patrick Vincent Dyer is a registered financial advisor currently at CAPITAL PORTFOLIO MANAGEMENT, INC. located in Timonium, Maryland.
Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Patrick has worked at 3 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 3, Series 7, Series 14, Series 53, Series 27, Series 24 and Series 4 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INDEPENDENT INSURANCE AGENT; INVESTMENT-RELATED; INSURANCE SALES; TIME SPENT: APPROX 20 HRS/MTH.
CRS (Client Relationship Summary) - RIA
Click below to view Patrick Vincent Dyer's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Patrick Vincent Dyer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 20, 2015 - Present
CAPITAL PORTFOLIO MANAGEMENT, INC.
Office #1: 9515 Deereco Rd Suite 1010, Timonium, MD 21093Office #2: 9515 Deereco Road Ste 1010, Timonium, MD 21093RIA
BD
CRD#: 29302
Timonium, MD
Current
March 3, 1992 - Present
CAPITAL PORTFOLIO MANAGEMENT, INC.
Office #1: 9515 Deereco Road Ste 1010, Timonium, MD 21093Office #2: 9515 Deereco Road Suite 1010, Timonium, MD 21093RIA
BD
CRD#: 29302
Timonium, MD
Past
July 13, 1988 - March 10, 1992
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
September 24, 1987 - August 25, 1988
T. ROWE PRICE INVESTMENT SERVICES, INC.
BD
CRD#: 8348
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/8/2018)
RR
Colorado(6/27/2016)
RR
Delaware(10/31/2005)
RR
Florida(3/13/1992)
RR
Maryland(3/3/1992)
IAR
Maryland(4/20/2015)
RR
New Jersey(9/20/2016)
RR
New York(1/25/2005)
RR
North Carolina(5/6/2013)
RR
Ohio(10/31/2000)
RR
Pennsylvania(4/4/1994)
RR
South Carolina(6/12/2017)
RR
Texas(6/13/2013)
RR
Virginia(10/8/2002)
RR
Washington(5/21/2002)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CP
CAPITAL PORTFOLIO MANAGEMENT, INC.
CAPITAL PORTFOLIO MANAGEMENT, INC. | WALSH & COMPANY
CRD#: 29302 / SEC#: , 8-44225
Maryland
Registered Investment Advisory firm - SEC (8/21/2013 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
9515 Deereco Road Suite 1010, Timonium, MD 21093
Mailing Address
9515 Deereco Road Suite 1010, Timonium, MD 21093
Phone number
(410) 667-4575
Established
Maryland since 08/14/1991
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees
1
FINRA licenses (16 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DYER, PATRICK VINCENT | PRESIDENT/COMMON STOCK SHAREHOLDER/CONTROL PERSON/CHIEF COMPLIANCE OFFICER | 1668143 |
| BATHURST, GERALD LEE | PREFERRED SHAREHOLDER - NON-VOTING | 4765994 |
| BURGSTINER, VIRGINIA L | PREFERRED SHAREHOLDER | |
| FRIES, LOUIS F. | PREFERRED SHAREHOLDER | 5688603 |
| MIDDLETON, STEVEN WEIHE | PREFERRED SHAREHOLDER | 4367629 |
| TAYLOR, LAVENA RUTH | PREFERRED SHAREHOLDER/NON-VOTING | 2579245 |
| BATHURST, ROSEMARY ANNE | PREFERRED SHAREHOLDER - NON-VOTING | 4765983 |
| EISWERT, MARY K | PREFERRED SHAREHOLDER | |
| MIDDLETON, KRISTIN W | PREFERRED SHAREHOLDER - NON VOTING | 4664838 |
Regulatory assets under management
| Total Number of Accounts | 30 |
| AUM (Assets Under Management) | $ 15,800,000 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
