Julie A. Dumont

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CRD#: 1667908

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Julie Anne Dumont was a registered financial professional .

Julie is a previously registered financial professional and started their career in finance in 1987. Julie had worked at 10 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 27, 2014 - January 2, 2015

ARLINGTON WEALTH MANAGEMENT

RIA

CRD#: 114801

ARLINGTON HEIGHTS, IL

Past

July 25, 2012 - December 11, 2012

ARTIENCE CAPITAL MANAGEMENT, LLC

RIA

CRD#: 150762

VERNON HILLS, IL

Past

March 8, 2010 - March 4, 2011

ATLAS CAPITAL ADVISORS INC.

RIA

CRD#: 127036

SAN FRANCISCO, CA

Past

April 15, 2005 - March 17, 2008

OPTIMUM INVESTMENT ADVISORS, LLC

RIA

CRD#: 105182

CHICAGO, IL

Past

July 9, 1997 - September 16, 1997

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

March 13, 1995 - July 26, 1995

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

March 7, 1995 - March 23, 1995

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

August 1, 1990 - December 31, 1990

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

July 25, 1987 - April 7, 1990

DREXEL BURNHAM LAMBERT GOVERNMENT SECURITIES INC.

CRD#: 19727

Past

June 24, 1987 - October 3, 1988

DREXEL BURNHAM LAMBERT INCORPORATED

CRD#: 7323

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARLINGTON WEALTH MANAGEMENT

ARLINGTON CAPITAL MANAGEMENT, INC. | ARLINGTON WEALTH MANAGEMENT

CRD#: 114801 / SEC#: 801-79318

RIA

Registered Investment Advisory firm - (3/11/2014 Approved)

Illinois

Registered Investment Advisory firm - (3/13/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/24/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/11/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/6/1995

General Securities Representative Examination

Current Firm

ARLINGTON WEALTH MANAGEMENT

ARLINGTON CAPITAL MANAGEMENT, INC. | ARLINGTON WEALTH MANAGEMENT

CRD#: 114801 / SEC#: 801-79318

RIA

Registered Investment Advisory firm - (3/11/2014 Approved)

Illinois

Registered Investment Advisory firm - (3/13/2014 Terminated)

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Contact information

Main Address

21 S. Evergreen Avenue Suite 100, Arlington Heights, IL 60005-7800

Mailing Address

Phone number

(847) 670-4030

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (11/6/2025)

Regulatory assets under management

Total Number of Accounts	747
AUM (Assets Under Management)	$ 200,051,002

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Julie A. Dumont

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ARLINGTON WEALTH MANAGEMENT

ARTIENCE CAPITAL MANAGEMENT, LLC

ATLAS CAPITAL ADVISORS INC.

OPTIMUM INVESTMENT ADVISORS, LLC

NEW ENGLAND SECURITIES

UBS SECURITIES LLC

GOLDMAN SACHS & CO. LLC

ROBERT W. BAIRD & CO. INCORPORATED

DREXEL BURNHAM LAMBERT GOVERNMENT SECURITIES INC.

DREXEL BURNHAM LAMBERT INCORPORATED

Primary Firm SEC Registration

ARLINGTON WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 9/24/2007

Series 63

Date: 4/11/1995

Series 7

Date: 3/6/1995

Current Firm

ARLINGTON WEALTH MANAGEMENT

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARLINGTON WEALTH MANAGEMENT

TRUST BUT VERIFY

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