Scott A. Wentsel

WENTSEL WEALTH MANAGEMENT

Western Springs, IL

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CRD#: 1667497

Professional summary

Scott Allen Wentsel, CFP® is a registered financial advisor currently at WENTSEL WEALTH MANAGEMENT, LLC located in Western Springs, Illinois.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Scott has worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

What are your service offerings?

Retirement Planning

Investment Planning

Comprehensive Financial Planni...

Do you have an area of expertise or specialization?

Investment Advice with Ongoing...

Investment Advice without Ongo...

Retirement Plan Investment Adv...

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.SCOTT WENTSEL IS A TRUSTEE FOR ALPS, AN INVESTMENT-RELATED INVESTMENT ADVISORY FIRM, SINCE November 2006. THIS ROLE IS CONSIDERED A PASSIVE ROLE IN WHICH MR. WENTSEL AVERAGES 3 HOURS A MONTH NONE OF WHICH IS DURING TRADING HOURS. 2.MR. WENTSEL IS A PROFESSOR FOR DEPAUL UNIVERSITY AND HAS BEEN TEACHING SINCE SEPTEMBER 2011. HE SPENDS 9 HOURS A MONTH IN THIS ROLE NONE OF WHICH ARE DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Allen Wentsel's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1995

Experience

Current

February 15, 2017 - Present

WENTSEL WEALTH MANAGEMENT, LLC

RIA

CRD#: 286574

Western Springs, IL

Past

April 7, 2000 - November 16, 2004

INVESCO CAPITAL MARKETS, INC.

CRD#: 6939

HOUSTON, TX

Past

February 1, 1995 - April 6, 2000

DWS DISTRIBUTORS, INC.

CRD#: 37306

CHICAGO, IL

Past

September 20, 1988 - February 1, 1995

KEMPER FINANCIAL SERVICES, INC.

CRD#: 798

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(2/15/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/25/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/15/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/17/1988

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/22/1988

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/5/2002

General Securities Principal Examination

Current Firm

WENTSEL WEALTH MANAGEMENT, LLC

CRD#: 286574 / SEC#:

Illinois

Registered Investment Advisory firm - (2/15/2017 Approved)

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Contact information

Main Address

Western Springs, IL

Mailing Address

Phone number

(708) 712-0392

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	37
AUM (Assets Under Management)	$ 15,274,270

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Scott A. Wentsel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Allen Wentsel's CRS (Customer Relationship Summary).

Certified licenses

Experience

WENTSEL WEALTH MANAGEMENT, LLC

INVESCO CAPITAL MARKETS, INC.

DWS DISTRIBUTORS, INC.

KEMPER FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/25/2003

Series 63

Date: 8/15/1990

Series 7

Date: 9/17/1988

Series 6

Date: 1/22/1988

Series 24

Date: 12/5/2002

Current Firm

WENTSEL WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WENTSEL WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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