Daniel R. Demartin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Richard Demartin, who also goes by Daniel Demartin, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1991. Daniel had worked at 10 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 2012 - July 11, 2013
VOYA FINANCIAL PARTNERS, LLC
May 30, 2008 - July 26, 2011
GLOBAL PORTFOLIO STRATEGIES, INC.
April 30, 2005 - July 26, 2011
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
October 24, 2002 - April 30, 2005
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.
June 12, 2001 - August 1, 2002
HARTFORD FUNDS DISTRIBUTORS, LLC
July 12, 1999 - June 12, 2001
HIMCO DISTRIBUTION SERVICES COMPANY
March 4, 1997 - July 12, 1999
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
February 23, 1996 - March 5, 1997
HIMCO DISTRIBUTION SERVICES COMPANY
June 30, 1994 - December 31, 1995
CONSECO SECURITIES, INC.
May 24, 1993 - May 25, 1994
FIS SECURITIES, INC.
May 20, 1991 - September 25, 1991
PFS INVESTMENTS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
VOYA FINANCIAL PARTNERS, LLC
CRD#: 34815 / SEC#: 801-57637, 8-46451
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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