JM
Juanita A. Mccormick
COPPER FINANCIAL | Financial Advisor
Oklahoma City, OK 73139
Some features on this profile are disabled
CRD#: 1667051
JM
Professional summary
Juanita Alexandra Mccormick, who also goes by Juanita A Garcia, Juanita Alexandra Garcia, Juanita Garcia, Juanita A Mccormick, Juanita Mccormick, is a registered financial advisor currently at COPPER FINANCIAL located in Oklahoma City, Oklahoma.
Juanita is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Juanita has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Juanita A Garcia | Juanita Alexandra Garcia | Juanita Garcia | Juanita A Mccormick | Juanita Mccormick
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Radicle Strategies; Not Investment Related; 16204 Whispering Winds Lane, Edmond, OK 73013; Marketing & Sales Training/Coaching; Coach; 6/1/2025; 10hrs; 0hrs; Radicle Strategies Coach. Dapper Dani LLC; Not investment-related; 16204 Whispering Winds Lane, Edmond, OK 73013; sell used authentic handbags and accessories; Partner; October 2023; 8 hrs; 0 hrs; Occasional purse parties purchasing used handbags.
CRS (Client Relationship Summary) - RIA
Click below to view Juanita Alexandra Mccormick's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Juanita Alexandra Mccormick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 23, 2024 - Present
COPPER FINANCIAL
Office #1: 10201 S. Western Avenue, Oklahoma City, OK 73139RIA
BD
CRD#: 168203
Oklahoma City, OK
Current
January 19, 2024 - Present
COPPER FINANCIAL
Office #1: 10201 S. Western Avenue, Oklahoma City, OK 73139RIA
BD
CRD#: 168203
Oklahoma City, OK
Past
November 29, 2022 - January 19, 2024
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
Oklahoma City, OK
Past
November 28, 2022 - January 19, 2024
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Oklahoma City, OK
Past
May 18, 2022 - December 22, 2022
LPL FINANCIAL LLC
RIA
CRD#: 6413
OKLAHOMA CITY, OK
Past
May 18, 2022 - December 22, 2022
LPL FINANCIAL LLC
BD
CRD#: 6413
OKLAHOMA CITY, OK
Past
December 11, 2009 - May 18, 2022
CUNA BROKERAGE SERVICES, INC.
RIA
CRD#: 13941
OKLAHOMA CITY, OK
Past
December 8, 2009 - May 18, 2022
CUNA BROKERAGE SERVICES, INC.
BD
CRD#: 13941
OKLAHOMA CITY, OK
Past
July 12, 2000 - December 3, 2009
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
OKLAHOMA CITY, OK
Past
June 8, 1999 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
June 8, 1999 - December 3, 2009
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
OKLAHOMA CITY, OK
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
COPPER FINANCIAL
COMMUNITYAMERICA FINANCIAL SOLUTIONS, LLC | COPPER FINANCIAL NETWORK, LLC | COPPER FINANCIAL
CRD#: 168203 / SEC#: 801-89168, 8-69295
RIA
Registered Investment Advisory firm - SEC (4/30/2015 Approved)California
Registered Investment Advisory firm - SEC (7/2/2015 Terminated)Idaho
Registered Investment Advisory firm - SEC (6/6/2014 Terminated)Iowa
Registered Investment Advisory firm - SEC (6/5/2014 Terminated)Kansas
Registered Investment Advisory firm - SEC (6/2/2015 Terminated)North Carolina
Registered Investment Advisory firm - SEC (6/5/2014 Terminated)Ohio
Registered Investment Advisory firm - SEC (6/5/2014 Terminated)Texas
Registered Investment Advisory firm - SEC (6/2/2015 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Maryland(1/13/2025)
RR
Oklahoma(1/23/2024)
IAR
Oklahoma(1/23/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CF
COPPER FINANCIAL
COMMUNITYAMERICA FINANCIAL SOLUTIONS, LLC | COPPER FINANCIAL NETWORK, LLC | COPPER FINANCIAL
CRD#: 168203 / SEC#: 801-89168, 8-69295
RIA
Registered Investment Advisory firm - SEC (4/30/2015 Approved)California
Registered Investment Advisory firm - SEC (7/2/2015 Terminated)Idaho
Registered Investment Advisory firm - SEC (6/6/2014 Terminated)Iowa
Registered Investment Advisory firm - SEC (6/5/2014 Terminated)Kansas
Registered Investment Advisory firm - SEC (6/2/2015 Terminated)North Carolina
Registered Investment Advisory firm - SEC (6/5/2014 Terminated)Ohio
Registered Investment Advisory firm - SEC (6/5/2014 Terminated)Texas
Registered Investment Advisory firm - SEC (6/2/2015 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
9777 Ridge Dr., Suite 360, Lenexa, KS 66219
Mailing Address
9777 Ridge Dr., Suite 360, Lenexa, KS 66219
Phone number
(913) 905-8116
Established
Missouri since 11/05/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
50
SEC notice filing (29 States and Territories)
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COMMUNITYAMERICA CUSO ONE LLC | SHAREHOLDER | |
| CHRISTIAN, TRACY | ELECTED MANAGER | 7678129 |
| DEHNER, MICHAEL JAMES | FINANCIAL OPERATIONS PRINCIPAL | 7334680 |
| GINTER, LISA ROSELLE | ELECTED MANAGER | 6482083 |
| HAGGERTY, MICHAEL PATRICK | PRESIDENT, CHIEF COMPLIANCE OFFICER | 3172920 |
| KROPP, STEPHEN DALE | ELECTED MANAGER | 7337607 |
| PATRICK, MICHAEL ALAN | ELECTED MANAGER | 6482087 |
| SARACINI, TIMOTHY RICE | ELECTED MANAGER | 1303842 |
Regulatory assets under management
| Total Number of Accounts | 4,082 |
| AUM (Assets Under Management) | $ 346,070,238 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
COPPER FINANCIAL
Financial AdvisorCRD#: 168203Oklahoma City, OK 73139TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
