Matthew J. Hobika
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Joseph Hobika, who also goes by Mathew Joseph Hobika, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 1987. Matthew had worked at 15 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2005 - October 21, 2005
KIMBALL & CROSS INVESTMENT MANAGEMENT CORP.
April 15, 2003 - June 9, 2005
FIRST DUNBAR SECURITIES CORPORATION
January 2, 2002 - February 10, 2003
OPPENHEIMER & CO. INC.
June 4, 2001 - January 2, 2002
JOSEPHTHAL & CO., INC.
November 15, 2000 - December 22, 2000
A. G. EDWARDS & SONS, INC.
March 10, 1999 - November 29, 2000
TUCKER ANTHONY INCORPORATED
February 27, 1999 - March 26, 1999
FIRST UNION CAPITAL MARKETS CORP.
January 10, 1994 - February 10, 1999
CIBC WORLD MARKETS CORP.
July 31, 1993 - January 25, 1994
CITIGROUP GLOBAL MARKETS INC.
May 18, 1990 - July 31, 1993
LEHMAN BROTHERS INC.
December 20, 1988 - June 7, 1990
LEGG MASON WOOD WALKER, INCORPORATED
February 29, 1988 - December 20, 1988
MOORS & CABOT, INC.
November 6, 1987 - December 7, 1987
FITZGERALD, DEARMAN & ROBERTS, INC.
June 26, 1987 - November 12, 1987
FIRST DEVONSHIRE SECURITIES, INC.
May 21, 1987 - October 27, 1987
GREAT LAKES EQUITIES CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KIMBALL & CROSS INVESTMENT MANAGEMENT CORP.
CRD#: 2438 / SEC#: , 8-27504
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KIMBALL & CROSS WEB CAPITAL, INC. | HOLDING COMPANY | |
| HUDSON VALLEY CAPITAL MANAGEMENT, LLC | SHAREHOLDER | |
| CLIFFORD, JOHN CHANDLER | DIRECTOR, CFO, CCO, FIN/OP, CROP/ROP, GEN. SECURITIES PRIN. | 2249584 |
| DOLLER, CHARLES WILLIAM III | DIRECTOR | 2389795 |
| GILLIS, MARK JOSEPH | DIRECTOR | 2381496 |
| LAINE, RICHARD REINO JR | DIRECTOR, PRESIDENT, CEO, GENERAL SECURITIES PRINCIPAL | 2640877 |
| TOBIN, JOHN EDWARD | DIRECTOR, TREASURER, GENERAL SECURITIES PRINCIPAL | 2337695 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
