Donna M. Maxwell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donna Marie Maxwell, who also goes by Donna Marie Maxwellsmith, Donna Marie Smith, Donna Marie Smsith, was a registered financial professional .
Donna is a previously registered financial professional and started their career in finance in 1988. Donna had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 13, 2015 - October 31, 2016
IFS SECURITIES
September 30, 2002 - August 14, 2015
J.P. TURNER & COMPANY, L.L.C.
February 13, 1995 - September 30, 2002
SCHNEIDER SECURITIES, INC.
October 16, 1990 - February 2, 1995
AMERICAN FRONTEER FINANCIAL CORPORATION
May 25, 1988 - October 18, 1990
R.B. MARICH, INC.
State Registrations and Notice Filings
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Exams
Current Firm
IFS SECURITIES
CRD#: 40375 / SEC#: , 8-49020
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
| Financial | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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