Robert C. Miller

THE FINANCIAL ADVISORS

NEWBURYPORT, MA 01950

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CRD#: 1666853

Professional summary

Robert Conover Miller, CFP® is a registered financial advisor currently at THE FINANCIAL ADVISORS, LLC located in Newburyport, Massachusetts.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Robert has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 22, Series 62, Series 52, Series 6 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

THE FINANCIAL ADVISORS, LLC 15 RAILROAD ST. ANDOVER, MA 01810 & 127 WATER ST. NEWBURYPORT, MA 01950 CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: MANAGER DUTIES: SELL INSURANCE PRODUCTS TO CLIENTS. START DATE: 01/01/2008 HOURS PER MONTH: >1 HOURS PER MONTH DURING TRADING HOURS: >1

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Conover Miller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1998

Experience

Current

July 10, 2008 - Present

THE FINANCIAL ADVISORS, LLC

Office #1: 40r Merrimac Street, Newburyport, MA 01950

RIA

CRD#: 146680

NEWBURYPORT, MA

Past

September 14, 1997 - January 18, 2005

INDEPENDENT ADVISERS GROUP CORP

RIA

CRD#: 106684

NEWBURYPORT, MA

Past

April 27, 1994 - December 22, 2016

OSAIC FS, INC.

CRD#: 3870

NEWBURYPORT, MA

Past

April 19, 1994 - March 14, 2008

THE FINANCIAL ADVISORS LLC

RIA

CRD#: 128691

ANDOVER, MA

Past

April 14, 1988 - June 20, 1988

A. G. EDWARDS & SONS, INC.

CRD#: 4

Past

March 11, 1988 - April 14, 1988

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

Past

May 21, 1987 - March 19, 1988

MOSELEY SECURITIES CORPORATION

CRD#: 7908

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE FINANCIAL ADVISORS, LLC

CRD#: 146680 / SEC#: 801-68921

RIA

Registered Investment Advisory firm - (3/11/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(7/10/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/22/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/25/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/22/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 22

Date: 9/10/2004

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 62

Date: 9/7/1994

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 52

Date: 9/7/1994

Municipal Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/25/1994

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 5/16/1987

General Securities Representative Examination

Current Firm

THE FINANCIAL ADVISORS, LLC

CRD#: 146680 / SEC#: 801-68921

RIA

Registered Investment Advisory firm - (3/11/2008 Approved)

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Contact information

Main Address

26 Essex Street, Andover, MA 01810

Mailing Address

Phone number

(978) 475-3242

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

THE FINANCIAL ADVISORS LLC (4/8/2025)

Regulatory assets under management

Total Number of Accounts	2,146
AUM (Assets Under Management)	$ 1,108,355,372

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert C. Miller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Conover Miller's CRS (Customer Relationship Summary).

Certified licenses

Experience

INDEPENDENT ADVISERS GROUP CORP

OSAIC FS, INC.

THE FINANCIAL ADVISORS LLC

A. G. EDWARDS & SONS, INC.

LEGG MASON WOOD WALKER, INCORPORATED

MOSELEY SECURITIES CORPORATION

Primary Firm SEC Registration

THE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/22/1994

Series 63

Date: 4/25/1994

SIE

Date: 12/22/2016

Series 22

Date: 9/10/2004

Series 62

Date: 9/7/1994

Series 52

Date: 9/7/1994

Series 6

Date: 4/25/1994

Series 7

Date: 5/16/1987

Current Firm

THE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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