Michelle C. Coleman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michelle Condon Coleman, who also goes by Michelle Condon, was a registered financial professional .
Michelle is a previously registered financial professional and started their career in finance in 1987. Michelle had worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 2017 - December 31, 2018
THE FIG GROUP, LLC
March 5, 1997 - January 3, 2017
M. RAMSEY KING SECURITIES, INC.
April 20, 1992 - February 14, 1995
GOLDMAN SACHS & CO. LLC
May 21, 1987 - December 2, 1991
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE FIG GROUP, LLC
CRD#: 133558 / SEC#: , 8-66733
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
