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RS

Robert W. Stamey

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CRD#: 1666846
RS

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert William Stamey was a registered financial advisor .

Robert is a previously registered financial advisor and started their career in finance in 1987. Robert had worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

September 18, 2001 - June 5, 2006

KONZA CAPITAL ADVISORS

RIA
CRD#: 113823
MANHATTAN, KS
Past

May 1, 2000 - July 5, 2001

MACKEN SECURITIES, INC.

BD
CRD#: 13390
ROSEVILLE, CA
Past

September 25, 1997 - April 28, 2000

SECURITIES AMERICA, INC.

BD
CRD#: 10205
LAVISTA, NE
Past

May 9, 1997 - May 28, 1997

MONY SECURITIES CORPORATION

BD
CRD#: 4386
NEW YORK, NY
Past

March 27, 1992 - May 2, 1997

ROBERT THOMAS SECURITIES, INC

BD
CRD#: 10147
ST. PETERSBURG, FL
Past

October 18, 1991 - July 9, 1992

UNUM SALES CORPORATION

BD
CRD#: 5406
PORTLAND, ME
Past

November 28, 1989 - October 15, 1990

THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK

BD
CRD#: 2873
NEW YORK, NY
Past

November 28, 1989 - March 26, 1992

MONY SECURITIES CORPORATION

BD
CRD#: 4386
NEW YORK, NY
Past

September 17, 1987 - October 14, 1989

CAPITAL RESOURCES, INC.

BD
CRD#: 16899
ROCKVILLE, MD

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 10/9/1996
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 11/11/1994
General Securities Principal Examination

Current Firm


KC
KONZA CAPITAL ADVISORS
BOB STAMEY, INC. | KONZA CAPITAL ADVISORS, INC. | KONZA CAPITAL ADVISORS

CRD#: 113823 / SEC#:

Kansas
Registered Investment Advisory firm - (1/5/2007 Approved)
Louisiana
Registered Investment Advisory firm - (11/29/2016 Terminated)
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Contact information


Main Address
Manhattan, KS
Mailing Address
Phone number
(785) 565-1229
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts22
AUM (Assets Under Management)$ 15,888,279

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


KONZA CAPITAL ADVISORS

CRD#: 113823

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