Shahen Bedrosian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shahen Bedrosian, who also goes by Shy Bedrosian, Shyk Bedrosian, Shohen Bedrosien, was a registered financial professional .
Shahen is a previously registered financial professional and started their career in finance in 1967. Shahen had worked at 13 firms and has passed the Series 63, Series 5 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 2004 - August 4, 2008
CHICAGO INVESTMENT GROUP, LLC
March 20, 2002 - February 24, 2004
PEREGRINE FINANCIALS & SECURITIES, INC.
January 5, 2001 - September 17, 2001
AURA FINANCIAL SERVICES, INC.
February 26, 1997 - January 16, 2001
LISS FINANCIAL SERVICES
October 1, 1992 - January 28, 1997
INVESTORS ASSOCIATES, INC.
November 17, 1988 - September 24, 1992
NETWORK 1 FINANCIAL SECURITIES INC.
July 18, 1986 - December 21, 1988
EQUITIES INTERNATIONAL SECURITIES, INC.
April 21, 1986 - July 14, 1986
STEVEN ANDREW & COMPANY, INC.
November 22, 1977 - March 5, 1986
LEHMAN BROTHERS INC.
November 17, 1976 - November 22, 1977
SHEARSON HAYDEN STONE INC.
November 8, 1974 - November 17, 1976
SHEARSON HAYDEN STONE INC.
April 3, 1974 - November 8, 1974
SHEARSON, HAMMILL & CO., INCORPORATED
September 12, 1967 - April 23, 1974
SHIELDS & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/17/1981
Interest Rate Options ExaminationSeries 1
Date: 8/22/1960
Registered Representative ExaminationCurrent Firm
CHICAGO INVESTMENT GROUP, LLC
CRD#: 11853 / SEC#: , 8-27507
Contact information
Documents
Disclosures
| Regulatory Event | 16 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
