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Shahen Bedrosian

CRD# 16668·Registered 1967 - 2008
Previously Registered: Being a previously registered professional could mean that Shahen is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Shahen Bedrosian, who also goes by Shy Bedrosian, Shyk Bedrosian, Shohen Bedrosien, was a registered financial advisor. Shahen was a previously registered financial professional and started their career in finance 1967 - 2008. Shahen had worked at 13 firms and has passed the Series 63, Series 5 and Series 1 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Shy Bedrosian, Shyk Bedrosian, Shohen Bedrosien

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

66 years in the financial services industry

Current & Past Employments

CHICAGO INVESTMENT GROUP, LLC·CRD# 11853
BD
Chicago, IL
February 13, 2004 - August 4, 2008
PEREGRINE FINANCIALS & SECURITIES, INC.·CRD# 43992
BD
Chicago, IL
March 20, 2002 - February 24, 2004
AURA FINANCIAL SERVICES, INC.·CRD# 42822
BD
Birmingham, AL
January 5, 2001 - September 17, 2001
LISS FINANCIAL SERVICES·CRD# 21950
BD
Milwaukee, WI
February 26, 1997 - January 16, 2001
INVESTORS ASSOCIATES, INC.·CRD# 958
BD
Hackensack, NJ
October 1, 1992 - January 28, 1997
NETWORK 1 FINANCIAL SECURITIES INC.·CRD# 13577
BD
Red Bank, NJ
November 17, 1988 - September 24, 1992
EQUITIES INTERNATIONAL SECURITIES, INC.·CRD# 8663
BD
July 18, 1986 - December 21, 1988
STEVEN ANDREW & COMPANY, INC.·CRD# 16082
BD
April 21, 1986 - July 14, 1986
LEHMAN BROTHERS INC.·CRD# 7506
BD
November 22, 1977 - March 5, 1986
SHEARSON HAYDEN STONE INC.·CRD# 7295
BD
November 17, 1976 - November 22, 1977
SHEARSON HAYDEN STONE INC.·CRD# 6774
BD
November 8, 1974 - November 17, 1976
SHEARSON, HAMMILL & CO., INCORPORATED·CRD# 766
BD
April 3, 1974 - November 8, 1974
SHIELDS & COMPANY INC·CRD# 1000001
BD
September 12, 1967 - April 23, 1974

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Current Firm

CI
CHICAGO INVESTMENT GROUP, LLC

CHICAGO INVESTMENT GROUP | G. A. O. INC. | G A O INC | CHICAGO INVESTMENT GROUP, LLC | CHICAGO INVESTMENT GROUP, INC.

CRD#: 11853 / SEC#: 8-27507
BD
Terminated by SEC on 09/07/2010

Contact Information

Established

Illinois since 01/01/2002

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
COMPASS CAPITAL MANAGEMENT INTERNATIONAL, LLCOWNER—
MERRITT HOLDINGS II LLCSHAREHOLDER—
BULLARD, ROBERT JONATHANOPS. MGR / RSOFP2975440
LYNCH, JAMES PATRICKMANAGING DIRECTOR2387056
LYNCH, RICHARD PAULCEO/ CCO1938604

Disclosures

Regulatory Event

16

Arbitration

2

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1982About the Series 63 exam

Series 5 — Interest Rate Options Examination

Passed Oct 1981

Series 1 — Registered Representative Examination

Passed Aug 1960

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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