AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
JC

John S. Corry

ARETE CAPITAL MANAGEMENT
Alexandria, VA
Some features on this profile are disabled
CRD#: 1666646
JC

Professional summary


John Stephen Corry is a registered financial advisor currently at ARETE CAPITAL MANAGEMENT located in Alexandria, Virginia.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. John has worked at 5 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view John Stephen Corry's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 11, 2015 - Present

ARETE CAPITAL MANAGEMENT

RIA
CRD#: 124559
Alexandria, VA
Past

April 11, 2003 - January 29, 2007

ARETE CAPITAL MANAGEMENT

RIA
CRD#: 124559
RICHBORO, PA
Past

March 25, 2003 - April 1, 2003

ARETE CAPITAL MANAGEMENT

RIA
CRD#: 124559
RICHBORO, PA
Past

November 12, 1999 - March 12, 2003

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
LANGHORNE, PA
Past

October 1, 1999 - March 12, 2003

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

March 20, 1998 - October 1, 1999

FIRST UNION CAPITAL MARKETS CORP.

BD
CRD#: 6124
CHARLOTTE, NC
Past

February 26, 1998 - March 20, 1998

FIRST UNION CAPITAL MARKETS CORP.

BD
CRD#: 6124
Past

July 31, 1993 - March 13, 1998

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

May 21, 1987 - July 31, 1993

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Connecticut
(12/22/2015)
IAR
Virginia
(1/17/2024)

Exams


State Security Law Exam
IAR
Series 65
Date: 7/8/1992
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


AC
ARETE CAPITAL MANAGEMENT
ARETE CAPITAL MANAGEMENT | CORRY, JOHN, STEPHEN DBA ARETE CAPITAL MANAGEMENT | CORRY, JOHN, STEPHEN | ARETE CAPITAL MANAGEMENT INC

CRD#: 124559 / SEC#:

Connecticut
Registered Investment Advisory firm - (4/8/2003 Approved)
Florida
Registered Investment Advisory firm - (1/29/2007 Terminated)
Pennsylvania
Registered Investment Advisory firm - (4/9/2024 Terminated)
Virginia
Registered Investment Advisory firm - (1/17/2024 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
Alexandria, VA
Mailing Address
Phone number
(267) 471-1068
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts130
AUM (Assets Under Management)$ 24,000,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ARETE CAPITAL MANAGEMENT

CRD#: 124559Alexandria, VA

TRUST BUT VERIFY

Monitor John Corry

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics