VC
Victor J. Chigas
ACCESS FINANCIAL GROUP
Chicago, IL 60661
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CRD#: 1666547
VC
Professional summary
Victor John Chigas JR, who also goes by VIctor Chigas, is a registered financial professional currently at ACCESS FINANCIAL GROUP, INC. located in Chicago, Illinois.
Victor is registered as a RR (Registered Representative) and started their career in finance in 1988. Victor has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 24 and Series 4 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Victor Chigas
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Victor John Chigas JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 22, 1994 - Present
ACCESS FINANCIAL GROUP, INC.
Office #1: 118 N. Clinton Suite 450, Chicago, IL 60661RIA
BD
CRD#: 33065
Chicago, IL
Past
April 15, 1994 - February 21, 1995
JOSEPHTHAL & CO., INC.
BD
CRD#: 3227
NEW YORK, NY
Past
November 2, 1988 - April 7, 1994
RODMAN & RENSHAW INC.
BD
CRD#: 724
CHICAGO, IL
Past
March 22, 1988 - April 7, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
BD
CRD#: 7323
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ACCESS FINANCIAL GROUP, INC.
ACCESS FINANCIAL GROUP, INC. | CRYSTAL SECURITIES INC.
CRD#: 33065 / SEC#: 801-48092, 8-46065
RIA
Registered Investment Advisory firm - SEC (12/30/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(8/23/2018)
RR
California(12/22/1994)
RR
Colorado(2/26/1998)
RR
Connecticut(1/3/2002)
RR
Florida(11/13/2019)
RR
Illinois(12/22/1994)
RR
Indiana(2/24/1995)
RR
Maine(3/28/1995)
RR
Maryland(2/26/1998)
RR
New Hampshire(1/16/1995)
RR
New Jersey(1/6/2016)
RR
New York(12/22/1994)
RR
Pennsylvania(3/2/1995)
RR
Utah(12/22/1994)
RR
Virginia(1/6/2016)
RR
Wisconsin(2/23/1995)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AF
ACCESS FINANCIAL GROUP, INC.
ACCESS FINANCIAL GROUP, INC. | CRYSTAL SECURITIES INC.
CRD#: 33065 / SEC#: 801-48092, 8-46065
RIA
Registered Investment Advisory firm - SEC (12/30/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
118 North Clinton St-suite 450 Suite 450, Chicago, IL 60661
Mailing Address
118 North Clinton St-suite 450, Chicago, IL 60661
Phone number
(312) 655-8200
Established
Delaware since 12/18/1992
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
6
SEC notice filing (19 States and Territories)
FINRA licenses (45 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VICTOR C CHIGAS GRANTOR TRUST FBO VICTOR J CHIGAS | OWNER | |
| RICHARD KONST TRUST | OWNER | |
| VICTOR C CHIGAS GRANTOR TRUST FBO CHRISTOPHER CHIGAS | OWNER | |
| CHIGAS, CHRISTOPHER ROBERT | PRESIDENT, CHIEF COMPLIANCE OFFICER | 1832392 |
| CHIGAS, VICTOR JOHN JR | DIRECTOR, CEO, SR. OPTIONS PRINCIPAL | 1666547 |
| GORCHOFF, NANCY JO | DIRECTOR, C.O.O, C.F.O. | 1236418 |
| KONST, RICHARD IRL | DIRECTOR, VICE CHAIRMAN | 273746 |
Regulatory assets under management
| Total Number of Accounts | 288 |
| AUM (Assets Under Management) | $ 272,305,506 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/13/2024 | ||
| 08/23/2023 | ||
| 10/24/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
